Northern Lights Fund Trust III - Swan Defined Risk Growth Fund (SDAAX)
Nasdaq - Nasdaq Delayed price. Currency in USD
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Northern Lights Fund Trust III - Swan Defined Risk Growth Fund
OMAHA NE 68130
17605 WRIGHT STREET
Northern Lights Fund Trust III
631-470-2621
Management information
,Lead manager since 26 December 2018
Randy Swan, President, is the founder of Swan Capital Management, LLC and Swan Global Management, LLC. Oversees the team that runs all of the firm's investment activities. Before starting the Sub-Adviser in 2014, the Adviser in 2012 and Swan Global Investments, LLC in 1997, Randy was a KPMG senior manager working in their Financial Services Group, primarily with insurance companies and risk managers. It was here where Randy conceived Swan’s investment strategy of using the options market to manage portfolio risk, similar to how the insurance companies were managing their insurance portfolios.
Morningstar style box
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Morningstar category
While the investment objective stated in a fund's prospectus may or may not reflect how the fund actually invests, the Morningstar category is assigned based on the underlying securities in each portfolio. Morningstar categories help investors and investment professionals make meaningful comparisons between funds. The categories make it easier to build well-diversified portfolios, assess potential risk and identify top-performing funds. We place funds in a given category based on their portfolio statistics and compositions over the past three years. If the fund is new and has no portfolio history, we estimate where it will fall before giving it a more permanent category assignment. Where necessary, we may change a category assignment based on recent changes to the portfolio.
Fund overview
CategoryOptions Trading
Fund familySwan
Net assets37.28M
YTD return7.44%
Yield0.00%
Morningstar rating★★★★
Inception date26 Dec 2018
Fund operations
Last dividend0.00
Last cap gain7.00
Holdings turnover21.00%
Average for categoryN/A
Fees and expenses
ExpenseSDAAXCategory average
Annual report expense ratio (net)1.51%1.20%
Prospectus net expense ratio1.51%N/A
Prospectus gross expense ratio1.43%N/A
Max 12b1 feeN/AN/A
Max front end sales loadN/A5.52%
Max deferred sales loadN/A1.00%
3-yr expense projection0N/A
5-yr expense projection0N/A
10-yr expense projection0N/A
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