56 Pitt Street
Level 6
Sydney, NSW 2000
Australia
61 2 9235 0028
https://www.complii.com.au
Sector(s): Technology
Industry: Software - Application
Full-time employees:
Name | Title | Pay | Exercised | Year born |
---|---|---|---|---|
Mr. Craig Mason | Executive Chairman | 350k | N/A | N/A |
Ms. Alison Sarich | MD & Executive Director | 305.25k | N/A | N/A |
Ms. Karla Mallon | Chief Financial Officer | 216.45k | N/A | N/A |
Mr. Ian Kessell | Chief Operating Officer | 266.4k | N/A | N/A |
Ms. Amanda Mark | Co-Chief Executive Officer of Mintegrity | 229.47k | N/A | N/A |
Mr. Andrew Tait | Co-Chief Executive Officer of MIntegrity | 229.47k | N/A | N/A |
Ms. Karen Logan A.C.I.S., B.Com. | Company Secretary | N/A | N/A | N/A |
Complii FinTech Solutions Ltd operates integrated corporate and adviser management platform for financial services sector in Australia and internationally. It operates Account Fast that enables new adviser client establishment for online service management; Boom, a back office online management for online client account administration and paraplanning; Adviser Bid, which enables automated distribution and acceptance of corporate deals; Complaints that manages resolution, notify, and alert for mandatory obligation deadlines; Compliance that fulfills all transactionally related AFSL requirements; Corporate Highway Access for corporate deal flow and liquidity within the Complii Community; Financial Crimes that enables alert to suspicious trading and screen clients/investors; Rebalancer, an Intuitive workflow to rebalance client portfolios, actively monitor drift and generate client reports; Online portfolio is the portal for Adviser's clients to access information and download forms; Risk Management to identify, manage, and control risks across an organization; and Staff Trading to manage, check, and reconcile pre-order staff trading requests. The company manages Caddie that provides mandatory training to enable AFSL client firms and their registered users, as well as their registered clients and individuals to satisfy and maintain their individual required professional accreditations; PRIMARYMARKETS.com, a capital raising and online trading platform for securities in unlisted companies and funds; and MIntegrity, a specialist regulatory risk consulting firm that works collaboratively with financial services participants, exchanges, industry bodies and regulators. The company is based in Sydney, Australia.
Complii FinTech Solutions Ltd’s ISS governance QualityScore as of N/A is N/A. The pillar scores are Audit: N/A; Board: N/A; Shareholder rights: N/A; Compensation: N/A.