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Special Opportunities Fund, Inc. (SPE)

NYSE - Nasdaq Real-time price. Currency in USD
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13.10+0.01 (+0.09%)
As of 11:16AM EDT. Market open.

Insider transactions

Currency in USD
Insider purchases - Last 6 monthsSharesTrans
Purchases00
SalesN/A0
Net shares purchased (sold)00
Total insider shares heldN/AN/A
% net shares purchased (sold)N/AN/A
Net institutional purchases - Prior quarter to latest quarterShares
Net shares purchased (sold)N/A
% change in institutional shares heldN/A

Insider transactions reported - last two years

InsiderTransactionTypeValueDateShares

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.75 - 11.78 per share.Direct16,05528 Dec 20231,363

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 10.85 per share.Direct80,29006 Apr 20237,400

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 10.74 - 10.85 per share.Direct24,26230 Mar 20232,243

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.85 per share.Direct23,70003 Feb 20232,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.63 per share.Direct23,26030 Jan 20232,000

HELLERMAN GERALD
Director

Purchase at price 14.65 - 14.94 per share.Direct82,80506 Apr 20225,600

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.76 per share.Direct29,51007 Feb 20222,000

HELLERMAN GERALD
Director

Purchase at price 14.50 - 14.72 per share.Direct24,38628 Jan 20221,670

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 25.00 per share.Direct6,10027 Jan 2022244

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 25.00 per share.Direct285,65027 Jan 202211,426

WALDEN CHARLES C
Director

Conversion of Exercise of derivative security at price 25.00 per share.Direct60,95027 Jan 20222,438

LUNDER MARC
Director

Conversion of Exercise of derivative security at price 25.00 per share.Indirect30,47527 Jan 20221,219

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 15.55 per share.Direct39,52916 Dec 20212,542

HELLERMAN GERALD
Director

Purchase at price 15.16 - 15.17 per share.Direct37,48820 Sept 20212,472

HELLERMAN GERALD
Director

Purchase at price 14.99 per share.Direct14,99519 July 20211,000

DAKOS ANDREW
President

Indirect09 July 20218,449

GOLDSTEIN PHILLIP
Chairman of the Board

Direct24 June 20215,475

WALDEN CHARLES C
Director

Direct24 June 20219,779

LUNDER MARC
Director

Indirect23 June 20212,659

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 15.32 - 15.43 per share.Direct1,507,51607 June 202198,330

HARRIS BEN H
Director

Indirect11 May 2021771

HARRIS BEN H
Director

Direct05 May 2021346

HELLERMAN GERALD
Director

Purchase at price 11.48 per share.Direct22,96028 Oct 20202,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.80 - 11.85 per share.Direct118,25022 July 202010,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.80 - 11.85 per share.Direct118,25022 July 202010,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.74 per share.Indirect150,69515 July 202012,836

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.74 per share.Direct75,34715 July 20206,418

GOLDSTEIN PHILLIP
Chairman of the Board

Sale at price 11.74 per share.Indirect75,34715 July 20206,418

HELLERMAN GERALD
Director

Purchase at price 8.70 - 8.75 per share.Direct8,72003 Apr 20201,000

HELLERMAN GERALD
Officer and Director

Purchase at price 12.49 - 12.55 per share.Direct12,53609 Mar 20201,000

DAKOS ANDREW
President

Purchase at price 13.25 per share.Direct13,25028 Feb 20201,000

GOLDSTEIN PHILLIP
Chairman of the Board

Stock Gift at price 0.00 per share.Direct010 Dec 20196,000

HELLERMAN GERALD
Officer and Director

Purchase at price 13.98 per share.Direct37,74625 July 20192,700

HELLERMAN GERALD
Officer and Director

Purchase at price 13.31 per share.Direct19,96523 May 20191,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.36 per share.Direct53,44019 Mar 20194,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.63 - 12.68 per share.Direct39,30328 Jan 20193,100

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.48 - 12.49 per share.Direct38,71815 Jan 20193,100

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 24.90 per share.Direct98,28003 Jan 20193,947

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.61 - 11.75 per share.Direct58,08502 Jan 20195,003

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.61 - 11.75 per share.Direct58,08502 Jan 20195,003

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 11.29 - 11.34 per share.Direct67,89027 Dec 20186,000

HELLERMAN GERALD
Officer and Director

Purchase at price 14.47 per share.Direct14,47011 Oct 20181,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.95 per share.Direct35,98502 July 20182,407

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.95 per share.Direct1,39028 June 201893

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.00 per share.Direct45,00024 May 20183,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.03 per share.Direct2,79611 May 2018186

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.89 per share.Direct44,67013 Apr 20183,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.70 per share.Direct36,75027 Mar 20182,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.55 - 14.74 per share.Direct52,93623 Mar 20183,630

HELLERMAN GERALD
Officer and Director

Purchase at price 14.82 per share.Direct14,82022 Mar 20181,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.92 per share.Direct14,92027 Feb 20181,000

HELLERMAN GERALD
Officer and Director

Purchase at price 14.98 per share.Direct77,89605 Feb 20185,200

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.14 per share.Direct15,14002 Feb 20181,000

HELLERMAN GERALD
Officer and Director

Purchase at price 15.10 per share.Direct30,20004 Jan 20182,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.52 per share.Direct24,77003 Aug 20171,596

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.42 per share.Direct24,61003 Aug 20171,596

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.16 per share.Direct42,48001 Nov 20163,000

HELLERMAN GERALD
Officer and Director

Conversion of Exercise of derivative security at price 14.83 per share.Direct11,12226 Aug 2016750

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.50 per share.Direct22,42403 June 20161,661

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 13.06 per share.Indirect52,24001 Apr 20164,000

WALDEN CHARLES C
Director

Purchase at price 13.10 per share.Direct58,26901 Apr 20164,449

WALDEN CHARLES C
Director

Sale at price 13.06 per share.Indirect56,19701 Apr 20164,303

DAKOS ANDREW
President

Purchase at price 12.46 per share.Direct24,92003 Feb 20162,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 12.95 - 13.03 per share.Direct35,56706 Jan 20162,745

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 13.05 per share.Direct19,57504 Jan 20161,500

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.41 - 14.50 per share.Direct115,54902 Dec 20158,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.05 - 14.56 per share.Direct172,85004 Nov 201512,033

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.55 per share.Direct72,75003 Nov 20155,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.28 per share.Direct21,42225 Aug 20151,500

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 14.85 per share.Direct14,85019 Aug 20151,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 15.02 per share.Direct15,02007 Aug 20151,000

HARRIS BEN H
Director

Purchase at price 15.50 - 15.54 per share.Indirect146,05008 June 20159,401

HARRIS BEN H
Director

Sale at price 15.54 per share.Indirect96,36408 June 20156,201

DAKOS ANDREW
President

Purchase at price 14.94 - 14.95 per share.Direct59,79802 Feb 20154,000

WALDEN CHARLES C
Director

Purchase at price 15.19 per share.Direct30,38020 Jan 20152,000

LUNDER MARC
Director

Purchase at price 15.24 per share.Indirect47,24314 Jan 20153,100

LUNDER MARC
Director

Purchase at price 15.27 - 15.30 per share.Indirect56,51807 Jan 20153,700

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.19 per share.Direct40,99824 Dec 20142,699

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.18 - 15.23 per share.Direct202,21223 Dec 201413,301

SAMUELS STEVEN
Investment Advisor

Sale at price 16.65 per share.Direct26,66012 Dec 20141,601

HELLERMAN GERALD
Chief Financial Officer

Conversion of Exercise of derivative security at price 0.00 per share.Indirect027 Feb 20142,694

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 16.00 per share.Indirect14,40026 Feb 2014900

GOLDSTEIN PHILLIP
Chairman of the Board

Conversion of Exercise of derivative security at price 0.00 per share.Indirect025 Feb 201418,831

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 0.00 per share.Indirect020 Feb 2014772

DAKOS ANDREW
President

Conversion of Exercise of derivative security at price 0.00 per share.Indirect020 Feb 20144,287

SAMUELS STEVEN
Investment Advisor

Conversion of Exercise of derivative security at price 0.00 per share.Direct019 Feb 20141,515

HELLERMAN GERALD
Chief Operating Officer

Purchase at price 16.97 per share.Direct16,97026 Dec 20131,000

HELLERMAN GERALD
Chief Operating Officer

Purchase at price 17.05 per share.Direct17,05021 Aug 20131,000

HELLERMAN GERALD
Chief Financial Officer

Purchase at price 17.08 per share.Direct34,16601 May 20132,000

DAS RAJEEV P
Officer and Treasurer

Purchase at price 14.97 per share.Indirect37,42526 Dec 20122,500

CHADWICK JAMES M.
Director

Purchase at price 15.94 per share.Direct11,95511 Oct 2012750

SAMUELS STEVEN
Investment Advisor

Purchase at price 15.77 per share.Direct15,77217 Sept 20121,000

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.22 per share.Direct44,07731 Aug 20122,896

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 14.89 - 14.94 per share.Direct157,75306 July 201210,561

GOLDSTEIN PHILLIP
Chairman of the Board

Purchase at price 15.01 per share.Direct75,05025 June 20125,000

WALDEN CHARLES C
Director

Purchase at price 14.97 per share.Indirect14,97501 June 20121,000

SAMUELS STEVEN
Investment Advisor

Purchase at price 14.50 - 15.41 per share.Direct34,08508 Sept 20112,280

GOLDSTEIN PHILLIP
Director

Purchase at price 14.42 per share.Direct45,43725 Aug 20113,151

WALDEN CHARLES C
Director

Purchase at price 14.25 - 14.27 per share.Indirect14,25210 Aug 20111,000

GOLDSTEIN PHILLIP
Director

Purchase at price 14.26 per share.Direct71,30008 Aug 20115,000

WALDEN CHARLES C
Director

Purchase at price 14.95 per share.Indirect14,95005 Aug 20111,000

HELLERMAN GERALD
Director

Purchase at price 15.61 per share.Indirect15,61027 July 20111,000

HARRIS BEN H
Director

Purchase at price 15.59 per share.Indirect15,59020 May 20111,000

HARRIS BEN H
Director

Purchase at price 15.59 per share.Indirect15,59019 May 20111,000

DAKOS ANDREW
President

Purchase at price 15.37 - 15.38 per share.Indirect13,84029 Mar 2011900

DAKOS ANDREW
President

Purchase at price 15.22 per share.Indirect1,52228 Mar 2011100

GOLDSTEIN PHILLIP
Director

Purchase at price 14.92 per share.Indirect1,74631 Jan 2011117

HARRIS BEN H
Director

Purchase at price 14.53 per share.Indirect14,53009 Dec 20101,000

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,40021 Sept 20101,000

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,40021 Sept 20101,000

HARRIS BEN H
Director

Purchase at price 13.28 - 13.31 per share.Indirect13,29516 Aug 20101,000

GOLDSTEIN PHILLIP
Director

Purchase at price 13.28 per share.Direct66,40006 Aug 20105,000

GOLDSTEIN PHILLIP
Director

Purchase at price 12.92 per share.Direct17,44223 July 20101,350

HELLERMAN GERALD
Director

Purchase at price 13.40 per share.Indirect13,40021 July 20101,000

HELLERMAN GERALD
Director

Purchase at price 12.99 per share.Indirect12,98621 July 20101,000

WALDEN CHARLES C
Director

Purchase at price 12.76 per share.Indirect12,76001 July 20101,000

HARRIS BEN H
Director

Purchase at price 13.16 - 13.18 per share.Indirect39,51919 May 20103,000

WALDEN CHARLES C
Director

Purchase at price 13.23 per share.Indirect26,46007 May 20102,000

HELLERMAN GERALD
Director

Purchase at price 13.28 per share.Indirect16,60006 May 20101,250

WALDEN CHARLES C
Director

Purchase at price 13.28 per share.Indirect26,56022 Apr 20102,000

HELLERMAN GERALD
Director

Purchase at price 13.55 per share.Indirect54,20016 Mar 20104,000

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 14.18 per share.Direct1,424,38128 Jan 2010100,450

WALDEN CHARLES C
Director

Purchase at price 13.15 per share.Indirect52,60026 Jan 20104,000

DAKOS ANDREW
Director

Sale at price 14.18 per share.Indirect708,02222 Jan 201049,931

DAS RAJEEV P
Officer and Treasurer

Sale at price 14.18 per share.Indirect404,45622 Jan 201028,523

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 14.18 per share.Indirect3,471,98722 Jan 2010244,851

GOLDSTEIN PHILLIP
Director

Sale at price 14.18 per share.Indirect2,289,14822 Jan 2010161,435

SAMUELS STEVEN
Investment Advisor

Sale at price 14.18 per share.Indirect28,140,69222 Jan 20101,984,534

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.68 per share.Direct138,16801 Dec 200910,100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.76 per share.Direct31,89627 Nov 20092,318

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.53 per share.Direct41,94304 Sept 20093,100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.48 per share.Direct160,41203 Sept 200911,900

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.39 per share.Direct1,33901 Sept 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.33 per share.Direct1,33331 Aug 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 13.14 per share.Direct1,31421 Aug 2009100

KARPUS MANAGEMENT INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.99 per share.Direct83,13613 Aug 20096,400

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.51 per share.Indirect62,55005 June 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.52 per share.Indirect62,60004 June 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Sale at price 12.52 per share.Indirect46,87503 June 20093,744

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.58 per share.Indirect62,90029 May 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.58 per share.Indirect62,90029 May 20095,000

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.45 per share.Indirect4,18212 May 2009336

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.45 per share.Indirect4,18212 May 2009336

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.39 per share.Indirect20,81911 May 20091,680

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.39 per share.Indirect20,81911 May 20091,680

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.32 per share.Indirect16,40208 May 20091,331

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.32 per share.Indirect16,40208 May 20091,331

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.35 per share.Indirect5,58007 May 2009452

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.35 per share.Indirect5,58007 May 2009452

BULLDOG INVESTORS G P
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 12.27 per share.Indirect3,16505 May 2009258