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LPL Financial Holdings Inc. (LPLA)

NasdaqGS - NasdaqGS Real-time price. Currency in USD
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221.96+7.91 (+3.69%)
As of 11:56AM EDT. Market open.

LPL Financial Holdings Inc.

4707 Executive Drive
San Diego, CA 92121
United States
800 877 7210

Sector(s)Financial Services
IndustryCapital Markets
Full-time employees8,724

Key executives

NameTitlePayExercisedYear born
Mr. Dan Hogan Arnold Jr., B.S., CPA, M.B.A.President, CEO & Director5.04M111.17k1964
Mr. Matthew Jon Audette B.S.CFO & Head of Business Operations2.08M4.57M1975
Mr. Greg GatesMD and Chief Technology & Information Officer1.96MN/A1977
Mr. Richard SteinmeierMD & Divisional President of Business Development2.35MN/A1974
Mr. Matthew K. EnyediManaging Director of Client Success1.35M605.04k1974
Ms. Judith Kohoskie RickettsExecutive Vice President of OperationsN/AN/AN/A
Mr. Marc Andrew Zabicki C.F.A.Chief Investment OfficerN/AN/AN/A
Mr. Chris KoegelSenior Vice President of Investor RelationsN/AN/AN/A
Ms. Althea BrownMD & Chief Legal OfficerN/AN/A1977
Ms. Sara DadyarMD & Chief Human Capital OfficerN/AN/A1974
Amounts are as of 31 December 2023, and compensation values are for the last fiscal year ending on that date. Pay includes salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.


LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Corporate governance

LPL Financial Holdings Inc.’s ISS governance QualityScore as of 1 July 2024 is 2. The pillar scores are Audit: 4; Board: 2; Shareholder rights: 3; Compensation: 2.

Corporate governance scores courtesy of Institutional Shareholder Services (ISS). Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while 10 indicates higher governance risk.