Equus Total Return, Inc. (EQS)

NYSE - NYSE Delayed price. Currency in USD

Add to watchlist

1.4400

0.0000

(0.00%)

At close: 03:58PM EDT

Major holders

Insider roster

Insider transactions

Currency in USD

Insider purchases - Last 6 months	Shares	Trans
Purchases	0	0
Sales	N/A	0
Net shares purchased (sold)	0	0
Total insider shares held	8.79M	N/A
% net shares purchased (sold)	N/A	N/A

Net institutional purchases - Prior quarter to latest quarter	Shares
Net shares purchased (sold)	N/A
% change in institutional shares held	N/A

Insider transactions reported - last two years

Insider	Transaction	Type	Value	Date	Shares
KNAUSS ROBERT L Director	Purchase at price 1.48 per share.	Direct	1,480	14 July 2023	1,000
DES PALLIERES BERTRAND Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.40 per share.	Indirect	4,426,222	29 Sept 2021	1,844,259
ATKINSON FRASER Director	Purchase at price 1.89 - 1.90 per share.	Direct	45,756	29 Apr 2021	24,202
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.17 per share.	Indirect	3,776,788	16 July 2020	3,228,024
HARDY JOHN A Chief Executive Officer	Purchase at price 1.17 per share.	Indirect	3,776,788	16 July 2020	3,228,024
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.17 per share.	Indirect	3,776,788	16 July 2020	3,228,024
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.17 per share.	Direct	3,776,788	16 July 2020	3,228,024
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.62 per share.	Indirect	985,462	12 Aug 2019	608,310
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.62 per share.	Indirect	985,462	12 Aug 2019	608,310
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.62 per share.	Direct	985,462	12 Aug 2019	608,310
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Indirect	1,034,127	29 July 2019	608,310
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Indirect	1,034,127	29 July 2019	608,310
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Direct	1,034,127	29 July 2019	608,310
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Indirect	2,068,254	24 July 2019	1,216,620
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Indirect	2,068,254	24 July 2019	1,216,620
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 1.70 per share.	Direct	2,068,254	24 July 2019	1,216,620
BERGNER RICHARD F Director	Stock Award(Grant) at price 2.40 per share.	Direct	46,800	21 Mar 2017	19,500
KNAUSS ROBERT L Director	Purchase at price 2.40 per share.	Direct	50,400	17 Mar 2017	21,000
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Direct	36,000	17 Mar 2017	15,000
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.50 per share.	Indirect	21,420	03 Mar 2016	14,280
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.50 - 1.55 per share.	Direct	51,616	21 Jan 2016	33,577
KNAUSS ROBERT L Director	Purchase at price 1.54 - 1.55 per share.	Direct	30,926	25 Nov 2015	20,000
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.50 per share.	Direct	63,426	25 Nov 2015	42,284
KNAUSS ROBERT L Director	Purchase at price 1.51 - 1.52 per share.	Direct	16,652	20 Nov 2015	11,000
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.45 - 1.50 per share.	Direct	42,775	20 Nov 2015	28,638
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.45 - 1.50 per share.	Direct	42,775	20 Nov 2015	28,638
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.50 per share.	Direct	63,426	20 Nov 2015	42,284
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.45 per share.	Indirect	2,376,713	12 June 2014	970,087
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.45 per share.	Indirect	2,376,713	12 June 2014	970,087
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.45 per share.	Direct	2,376,713	12 June 2014	970,087
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Indirect	2,040,000	03 June 2014	850,000
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Indirect	2,040,000	03 June 2014	850,000
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Direct	2,040,000	03 June 2014	850,000
TOKARZ MICHAEL T Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Indirect	1,230,137	21 May 2014	512,557
TOKARZ GROUP ADVISERS L L C Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Indirect	1,230,137	21 May 2014	512,557
MVC CAPITAL INC Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.40 per share.	Direct	1,230,137	21 May 2014	512,557
KNAUSS ROBERT L Director	Purchase at price 1.88 per share.	Direct	18,800	07 Apr 2014	10,000
DES PALLIERES BERTRAND Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 1.89 per share.	Indirect	1,900,652	31 July 2013	1,005,636
DES PALLIERES BERTRAND Director	Purchase at price 1.89 per share.	Indirect	5,804	23 July 2013	3,066
DES PALLIERES BERTRAND Director	Purchase at price 2.65 per share.	Indirect	2,610,691	20 Dec 2012	986,842
MOBIQUITY INVESTMENTS, LTD . Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.05 per share.	Direct	14,606	06 Dec 2011	7,125
ATKINSON FRASER Director	Purchase at price 2.12 - 2.20 per share.	Direct	649	16 Sept 2011	305
ATKINSON FRASER Director	Purchase at price 2.12 per share.	Direct	3,358	15 Sept 2011	1,584
BENEDETTI ALESSANDRO Officer and Director	Purchase at price 2.21 per share.	Indirect	884,000	02 Sept 2011	400,000
KNAUSS ROBERT L Director	Purchase at price 2.26 - 2.39 per share.	Direct	46,451	17 Aug 2011	20,000
MOBIQUITY INVESTMENTS, LTD . Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.37 - 2.39 per share.	Direct	14,432	20 Dec 2010	6,060
MOBIQUITY INVESTMENTS, LTD . Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.25 per share.	Direct	16,877	16 Dec 2010	7,501
DES PALLIERES BERTRAND Director	Purchase at price 2.25 per share.	Direct	225	15 Dec 2010	100
MOBIQUITY INVESTMENTS, LTD . Director and Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.24 - 2.25 per share.	Indirect	5,352	15 Dec 2010	2,382
MOBIQUITY INVESTMENTS, LTD . Beneficial Owner of more than 10% of a Class of Security	Purchase at price 2.15 - 2.20 per share.	Indirect	201,817	13 Dec 2010	92,172
MOBIQUITY INVESTMENTS, LTD . Unknown	Purchase at price 2.10 per share.	Direct	23,602	06 Dec 2010	11,239
MOBIQUITY INVESTMENTS, LTD . Unknown	Purchase at price 2.08 - 2.10 per share.	Direct	9,600	03 Dec 2010	4,577
MOBIQUITY INVESTMENTS, LTD . Unknown	Purchase at price 2.03 per share.	Direct	34,505	24 Nov 2010	17,000
DES PALLIERES BERTRAND Director	Purchase at price 2.09 - 2.23 per share.	Direct	127,202	22 Nov 2010	60,269
FLANAGAN GREGORY J Director	Sale at price 2.69 - 2.71 per share.	Direct	6,489	07 June 2010	2,400
FLANAGAN GREGORY J Director	Sale at price 2.73 - 3.01 per share.	Direct	20,201	03 June 2010	7,100
DENOS KENNETH IAN Director	Purchase at price 3.01 per share.	Direct	89,551	15 Apr 2010	29,751
DENOS KENNETH IAN Director	Purchase at price 3.01 per share.	Direct	47,420	15 Apr 2010	15,754
FLANAGAN GREGORY J Director	Sale at price 3.01 per share.	Direct	7,525	13 Apr 2010	2,500
FLANAGAN GREGORY J Director	Sale at price 2.98 - 3.01 per share.	Direct	14,982	09 Apr 2010	5,000
DENOS KENNETH IAN Director	Sale at price 3.26 per share.	Indirect	671,198	05 Oct 2009	205,889
MOORE CLAYTON & CO INC Unknown	Sale at price 3.26 per share.	Indirect	671,198	05 Oct 2009	205,889
FLANAGAN GREGORY J Chief Executive Officer	Purchase at price 3.25 per share.	Direct	1,300	01 Sept 2009	400
KNAUSS ROBERT L Director	Purchase at price 3.29 per share.	Direct	9,864	28 Aug 2009	3,000
FLANAGAN GREGORY J Director	Purchase at price 3.25 per share.	Direct	5,200	27 Aug 2009	1,600
FLANAGAN GREGORY J Chief Executive Officer	Purchase at price 3.25 per share.	Direct	5,200	27 Aug 2009	1,600
MOORE ANTHONY ROGER Beneficial Owner of more than 10% of a Class of Security	Sale at price 3.35 per share.	Indirect	1,781,128	03 Aug 2009	531,680
DENOS KENNETH IAN Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 3.35 per share.	Indirect	1,781,128	03 Aug 2009	531,680
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 3.35 per share.	Indirect	1,781,128	03 Aug 2009	531,680
CLAYTON SHARON Beneficial Owner of more than 10% of a Class of Security	Sale at price 3.35 per share.	Indirect	1,781,128	03 Aug 2009	531,680
MOORE ANTHONY ROGER Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
MOORE ANTHONY ROGER Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
MOORE ANTHONY ROGER Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
DENOS KENNETH IAN Chief Executive Officer	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
DENOS KENNETH IAN Chief Executive Officer	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
CLAYTON SHARON Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
CLAYTON SHARON Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
CLAYTON SHARON Beneficial Owner of more than 10% of a Class of Security	Sale at price 2.24 per share.	Indirect	49,374	24 Apr 2009	22,042
KNAUSS ROBERT L Director	Purchase at price 2.56 per share.	Direct	5,120	06 Apr 2009	2,000
KNAUSS ROBERT L Director	Purchase at price 2.56 per share.	Direct	5,120	06 Apr 2009	2,000
KNAUSS ROBERT L Director	Purchase at price 4.20 per share.	Direct	8,400	21 Nov 2008	2,000
FLANAGAN GREGORY J Director	Purchase at price 4.29 - 4.50 per share.	Direct	10,103	20 Nov 2008	2,300
MOORE ANTHONY ROGER Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.11 per share.	Indirect	3,014,356	01 Aug 2008	423,960
DENOS KENNETH IAN Chief Executive Officer	Sale at price 7.11 per share.	Indirect	3,014,356	01 Aug 2008	423,960
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.11 per share.	Indirect	3,014,356	01 Aug 2008	423,960
CLAYTON SHARON Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.11 per share.	Indirect	3,014,356	01 Aug 2008	423,960
DOUGLASS SAM P Chief Executive Officer	Purchase at price 6.93 - 7.00 per share.	Indirect	46,490	08 Apr 2008	6,675
DOUGLASS PAULA TERRY Officer	Purchase at price 6.93 - 7.00 per share.	Indirect	46,490	08 Apr 2008	6,675
DOUGLASS SAM P Chief Executive Officer	Purchase at price 6.75 - 6.92 per share.	Indirect	12,237	04 Apr 2008	1,800
DOUGLASS PAULA TERRY Officer	Purchase at price 6.75 - 6.92 per share.	Indirect	12,237	04 Apr 2008	1,800
DOUGLASS SAM P Chief Executive Officer	Purchase at price 6.00 - 6.54 per share.	Indirect	227,535	28 Nov 2007	35,900
FLANAGAN GREGORY J Director	Purchase at price 6.10 per share.	Direct	18,300	27 Nov 2007	3,000
MOORE ANTHONY ROGER Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 6.67 per share.	Indirect	1,266,354	27 Sept 2007	189,716
MOORE ANTHONY ROGER Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.74 per share.	Indirect	1,468,402	27 Sept 2007	189,716
DENOS KENNETH IAN Chief Executive Officer	Sale at price 6.67 per share.	Indirect	1,266,354	27 Sept 2007	189,716
DENOS KENNETH IAN Chief Executive Officer	Sale at price 7.74 per share.	Indirect	1,468,402	27 Sept 2007	189,716
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 6.67 per share.	Direct	1,266,354	27 Sept 2007	189,716
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.74 per share.	Indirect	1,468,402	27 Sept 2007	189,716
CLAYTON SHARON Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 6.67 per share.	Indirect	1,266,354	27 Sept 2007	189,716
CLAYTON SHARON Director and Beneficial Owner of more than 10% of a Class of Security	Sale at price 7.74 per share.	Indirect	1,468,402	27 Sept 2007	189,716
FEINSILVER ALAN DAVID Director	Sale at price 8.80 - 8.85 per share.	Direct	61,311	23 May 2007	6,955
FLANAGAN GREGORY J Director	Purchase at price 7.20 per share.	Direct	19,678	17 Aug 2006	2,733
FLANAGAN GREGORY J Director	Sale at price 7.15 per share.	Indirect	9,216	17 Aug 2006	1,289
TUGGLE FRANCIS D Director	Purchase at price 7.43 per share.	Direct	594	18 May 2006	80
MOORE ANTHONY ROGER Director	Purchase at price 7.08 per share.	Indirect	2,230,200	23 Feb 2006	315,000
CLAYTON SHARON Director	Purchase at price 7.08 per share.	Indirect	2,230,200	23 Feb 2006	315,000
MCC EUROPE LTD Beneficial Owner of more than 10% of a Class of Security	Purchase at price 7.08 per share.	Direct	2,230,200	23 Feb 2006	315,000
MOORE ANTHONY ROGER President	Purchase at price 9.90 per share.	Indirect	6,600,954	30 Dec 2005	666,763
MOORE CLAYTON & CO INC Beneficial Owner of more than 10% of a Class of Security	Purchase at price 9.90 per share.	Indirect	6,600,954	30 Dec 2005	666,763
CLAYTON SHARON Director	Purchase at price 9.90 per share.	Indirect	6,600,954	30 Dec 2005	666,763
MCC EUROPE LTD Beneficial Owner of more than 10% of a Class of Security	Purchase at price 9.90 per share.	Direct	6,600,954	30 Dec 2005	666,763
BOYD CHARLES M Director	Purchase at price 9.30 per share.	Direct	7,440	01 Dec 2005	800
WALSH JAMES M Director	Purchase at price 9.25 - 9.28 per share.	Direct	9,265	16 Nov 2005	1,000
WALSH JAMES M Director	Purchase at price 8.62 - 8.70 per share.	Direct	8,660	23 Aug 2005	1,000
KNAUSS ROBERT L Director	Purchase at price 8.70 per share.	Direct	8,700	22 Aug 2005	1,000
WILLIAMS EDWARD E Director	Sale at price 8.38 per share.	Direct	55,308	30 June 2005	6,600
WILLIAMS EDWARD E Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	50,490	30 June 2005	6,600
PETERSEN GARY R Director	Sale at price 8.38 per share.	Direct	55,308	30 June 2005	6,600
PETERSEN GARY R Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	50,490	30 June 2005	6,600
LEHMANN NOLAN President	Sale at price 8.38 per share.	Direct	1,698,626	30 June 2005	202,700
LEHMANN NOLAN President	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	1,558,763	30 June 2005	202,700
DOUGLASS SAM P Chief Executive Officer	Sale at price 8.38 per share.	Direct	1,991,088	30 June 2005	237,600
DOUGLASS SAM P Chief Executive Officer	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	1,827,144	30 June 2005	237,600
STORMS JOHN W Director	Sale at price 8.38 per share.	Direct	55,308	30 June 2005	6,600
STORMS JOHN W Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	50,490	30 June 2005	6,600
TUGGLE FRANCIS D Director	Sale at price 8.38 per share.	Direct	53,632	30 June 2005	6,400
TUGGLE FRANCIS D Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	49,004	30 June 2005	6,400
NICODEMUS HARRY O IV Chief Financial Officer	Sale at price 8.38 per share.	Direct	1,173,200	30 June 2005	140,000
NICODEMUS HARRY O IV Chief Financial Officer	Conversion of Exercise of derivative security at price 7.69 - 7.85 per share.	Direct	1,083,000	30 June 2005	140,000
FORBES GARY L Officer	Sale at price 8.38 per share.	Direct	1,659,240	30 June 2005	198,000
FORBES GARY L Officer	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	1,522,620	30 June 2005	198,000
FLANAGAN GREGORY J Director	Sale at price 8.38 per share.	Direct	55,308	30 June 2005	6,600
FLANAGAN GREGORY J Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	50,490	30 June 2005	6,600
KNAUSS ROBERT L Director	Sale at price 8.38 per share.	Direct	55,308	30 June 2005	6,600
KNAUSS ROBERT L Director	Conversion of Exercise of derivative security at price 7.43 - 7.80 per share.	Direct	50,490	30 June 2005	6,600
ORVIETO BRAD Director	Sale at price 8.38 per share.	Direct	18,436	30 June 2005	2,200
ORVIETO BRAD Director	Conversion of Exercise of derivative security at price 7.72 per share.	Direct	16,984	30 June 2005	2,200
WALTERS JAMES PHILIP Officer	Sale at price 8.38 per share.	Direct	419,000	30 June 2005	50,000
WALTERS JAMES PHILIP Officer	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	384,500	30 June 2005	50,000
LEHMANN NOLAN President	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	96,125	02 Dec 2004	12,500
DOUGLASS SAM P Chief Executive Officer	Sale at price 7.92 per share.	Direct	1,798	22 Dec 2003	227
TUGGLE FRANCIS D Director	Conversion of Exercise of derivative security at price 7.43 per share.	Direct	1,486	10 Dec 2003	200
LEHMANN NOLAN President	Conversion of Exercise of derivative security at price 7.69 per share.	Direct	96,125	24 Nov 2003	12,500
ORVIETO BRAD Director	Purchase at price 8.80 - 8.90 per share.	Direct	8,890	02 Sept 2003	1,000
TUGGLE FRANCIS D Director	Purchase at price 8.60 per share.	Direct	860	26 Aug 2003	100
TUGGLE FRANCIS D Director	Purchase at price 7.97 per share.	Direct	797	30 May 2003	100
FLANAGAN GREGORY J Director	Purchase at price 7.51 per share.	Direct	1,502	23 May 2003	200

ALL ORDS7,970.80+74.90(+0.95%)

ASX 2007,701.70+73.50(+0.96%)

AUD/USD0.6655+0.0021(+0.31%)

OIL77.18-0.73(-0.94%)

GOLD2,347.70-18.80(-0.79%)

Bitcoin AUD101,504.50-793.04(-0.78%)

Equus Total Return, Inc. (EQS)

Insider transactions

Insider transactions reported - last two years

ALL ORDS
7,970.80
+74.90(+0.95%)

ASX 200
7,701.70
+73.50(+0.96%)

AUD/USD
0.6655
+0.0021(+0.31%)

OIL
77.18
-0.73(-0.94%)

GOLD
2,347.70
-18.80(-0.79%)

Bitcoin AUD
101,504.50
-793.04(-0.78%)