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Form 8.3 - NortonLifeLock Inc.

·6-min read

LONDON, August 02, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

30th July 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

3,351,831

0.577%

424,900

0.073%

(2) Cash-settled derivatives:

12,782

0.002%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

3,364,613

0.579%

424,900

0.073%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

10,500,000

1.680%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

10,500,000

1.680%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

80

24.82

US6687711084

Purchase

3,100

24.82

US6687711084

Sale

1,900

24.82

US6687711084

Sale

526

24.83

US6687711084

Sale

474

24.84

US6687711084

Sale

200

24.81

US6687711084

Sale

7

24.57

US6687711084

Purchase

17,270

24.80

US6687711084

Sale

441

24.80

US6687711084

Purchase

4,542

24.79

US6687711084

Purchase

35,292

24.82

US6687711084

Sale

1,000

24.82

US6687711084

Sale

200

24.64

US6687711084

Sale

1

24.61

US6687711084

Purchase

1

24.63

US6687711084

Sale

541

24.68

US6687711084

Purchase

100

24.66

US6687711084

Sale

100

24.66

US6687711084

Purchase

244

24.75

US6687711084

Sale

200

24.75

US6687711084

Sale

100

24.60

US6687711084

Sale

100

24.71

US6687711084

Sale

400

24.73

US6687711084

Purchase

4,860

24.76

US6687711084

Sale

17,034

24.76

US6687711084

Purchase

2,187

24.83

US6687711084

Sale

299

24.88

US6687711084

Sale

125

24.72

US6687711084

Purchase

6,128

24.84

US6687711084

Purchase

5

24.74

US6687711084

Sale

700

24.74

US6687711084

Purchase

3,199

24.78

US6687711084

Sale

923

24.78

US6687711084

Purchase

8,276

24.81

US6687711084

Sale

785

24.81

US6687711084

Purchase

2

24.85

US6687711084

Sale

100

24.85

US6687711084

Sale

500

24.86

US6687711084

Sale

100

24.89

US6687711084

Purchase

200

24.87

US6687711084

Purchase

2,989

24.77

US6687711084

Sale

2,400

24.77

US6687711084

Sale

1,380

24.62

US6687711084

Sale

241

24.59

US6687711084

Purchase

253

24.80

US6687711084

Sale

37

24.80

US6687711084

Purchase

1,460

24.79

US6687711084

Sale

3,653

24.79

US6687711084

Purchase

10,876

24.82

US6687711084

Sale

1,815

24.82

US6687711084

Sale

5,003

24.61

US6687711084

Purchase

100

24.63

US6687711084

Sale

354

24.63

US6687711084

Sale

35

24.68

US6687711084

Sale

518

24.66

US6687711084

Sale

100

24.60

US6687711084

Sale

46

24.58

US6687711084

Sale

156

24.70

US6687711084

Sale

148

24.71

US6687711084

Sale

2,648

24.73

US6687711084

Purchase

256

24.76

US6687711084

Sale

2,434

24.76

US6687711084

Purchase

818

24.83

US6687711084

Sale

1,139

24.83

US6687711084

Purchase

223

24.88

US6687711084

Sale

13

24.88

US6687711084

Sale

943

24.72

US6687711084

Purchase

358

24.84

US6687711084

Sale

1,335

24.84

US6687711084

Purchase

600

24.74

US6687711084

Sale

722

24.74

US6687711084

Purchase

19

24.78

US6687711084

Sale

2,172

24.78

US6687711084

Purchase

3,310

24.81

US6687711084

Sale

1,074

24.81

US6687711084

Purchase

100

24.85

US6687711084

Sale

690

24.85

US6687711084

Purchase

120

24.77

US6687711084

Sale

24

24.57

US6687711084

Sale

165

24.65

US6687711084

Sale

33

24.54

US6687711084

Purchase

47

24.90

US6687711084

Sale

76

24.59

US6687711084

Sale

200

24.80

US6687711084

Sale

652

24.79

US6687711084

Sale

490

24.82

US6687711084

Sale

12

24.61

US6687711084

Sale

162

24.68

US6687711084

Purchase

1,137

24.75

US6687711084

Sale

20

24.75

US6687711084

Sale

14

24.60

US6687711084

Sale

201

24.70

US6687711084

Purchase

4,172

24.76

US6687711084

Sale

108

24.76

US6687711084

Sale

369

24.83

US6687711084

Sale

28

24.88

US6687711084

Sale

220

24.84

US6687711084

Purchase

100

24.74

US6687711084

Sale

40

24.74

US6687711084

Purchase

1,980

24.78

US6687711084

Sale

56

24.78

US6687711084

Sale

927

24.81

US6687711084

Purchase

11

24.85

US6687711084

Purchase

9,147

24.77

US6687711084

Purchase

201

24.81

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

2nd August 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210802005398/en/

Contacts

Millennium Partners, L.P.

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