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Form 8.3 - NortonLifeLock Inc.

·7-min read

LONDON, September 15, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

14th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

772,748

0.133%

358,364

0.062%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

773,456

0.133%

358,364

0.062%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Purchase

20,244

26.18

US6687711084

Sale

617

26.18

US6687711084

Sale

342

26.62

US6687711084

Purchase

4

26.44

US6687711084

Purchase

100

26.35

US6687711084

Purchase

2,052

26.34

US6687711084

Purchase

140

26.39

US6687711084

Purchase

3,841

26.30

US6687711084

Purchase

120

26.37

US6687711084

Purchase

11,389

26.29

US6687711084

Purchase

590

26.33

US6687711084

Purchase

700

26.36

US6687711084

Purchase

8,219

26.31

US6687711084

Purchase

3,901

26.32

US6687711084

Purchase

1,060

26.27

US6687711084

Purchase

100

26.40

US6687711084

Purchase

22

26.23

US6687711084

Purchase

40

26.22

US6687711084

Purchase

428

26.21

US6687711084

Purchase

2,739

26.20

US6687711084

Purchase

1,220

26.13

US6687711084

Purchase

100

26.19

US6687711084

Purchase

18,607

26.17

US6687711084

Purchase

3,882

26.15

US6687711084

Purchase

15,168

26.16

US6687711084

Purchase

20

26.11

US6687711084

Purchase

320

26.12

US6687711084

Purchase

3,145

26.14

US6687711084

Purchase

100

26.18

US6687711084

Sale

1,581

26.18

US6687711084

Purchase

100

26.30

US6687711084

Purchase

200

26.36

US6687711084

Purchase

200

26.32

US6687711084

Purchase

200

26.27

US6687711084

Purchase

200

26.20

US6687711084

Purchase

100

26.19

US6687711084

Purchase

381

26.15

US6687711084

Purchase

100

26.12

US6687711084

Purchase

279

26.61

US6687711084

Purchase

6,430

26.18

US6687711084

Purchase

100

26.62

US6687711084

Purchase

204

26.60

US6687711084

Purchase

320

26.56

US6687711084

Purchase

1

26.63

US6687711084

Purchase

1,331

26.57

US6687711084

Purchase

1

26.58

US6687711084

Purchase

1,195

26.35

US6687711084

Purchase

1,698

26.34

US6687711084

Purchase

163

26.39

US6687711084

Purchase

501

26.30

US6687711084

Purchase

414

26.29

US6687711084

Purchase

12,105

26.33

US6687711084

Purchase

100

26.36

US6687711084

Purchase

323

26.31

US6687711084

Purchase

30

26.28

US6687711084

Purchase

900

26.32

US6687711084

Purchase

195

26.42

US6687711084

Purchase

658

26.27

US6687711084

Purchase

100

26.23

US6687711084

Purchase

67

26.22

US6687711084

Purchase

700

26.21

US6687711084

Purchase

1,327

26.20

US6687711084

Purchase

4

26.13

US6687711084

Purchase

1,041

26.19

US6687711084

Purchase

2,977

26.17

US6687711084

Purchase

220

26.15

US6687711084

Purchase

9,153

26.16

US6687711084

Purchase

200

26.11

US6687711084

Purchase

900

26.12

US6687711084

Purchase

1,809

26.14

US6687711084

Purchase

100

26.61

US6687711084

Sale

20

26.61

US6687711084

Purchase

3,550

26.18

US6687711084

Sale

5,438

26.18

US6687711084

Sale

2,157

26.62

US6687711084

Sale

14

26.60

US6687711084

Sale

20

26.56

US6687711084

Sale

108

26.50

US6687711084

Sale

1,288

26.59

US6687711084

Sale

40

26.63

US6687711084

Purchase

179

26.57

US6687711084

Sale

21

26.55

US6687711084

Sale

59

26.54

US6687711084

Sale

100

26.46

US6687711084

Sale

200

26.53

US6687711084

Sale

200

26.51

US6687711084

Sale

2,658

26.35

US6687711084

Purchase

13

26.34

US6687711084

Sale

1,699

26.34

US6687711084

Sale

500

26.39

US6687711084

Purchase

227

26.30

US6687711084

Sale

389

26.30

US6687711084

Sale

1,599

26.37

US6687711084

Purchase

122

26.29

US6687711084

Sale

221

26.29

US6687711084

Purchase

524

26.33

US6687711084

Sale

1,860

26.33

US6687711084

Sale

1,613

26.36

US6687711084

Purchase

1,941

26.31

US6687711084

Sale

2,187

26.31

US6687711084

Purchase

6,676

26.32

US6687711084

Sale

5,643

26.32

US6687711084

Sale

410

26.38

US6687711084

Sale

111

26.26

US6687711084

Sale

16

26.45

US6687711084

Sale

9

26.41

US6687711084

Sale

700

26.27

US6687711084

Sale

82

26.40

US6687711084

Sale

118

26.23

US6687711084

Purchase

100

26.22

US6687711084

Sale

200

26.22

US6687711084

Purchase

1

26.21

US6687711084

Sale

229

26.21

US6687711084

Purchase

524

26.20

US6687711084

Sale

280

26.20

US6687711084

Purchase

283

26.13

US6687711084

Sale

4,421

26.13

US6687711084

Purchase

2,471

26.19

US6687711084

Sale

273

26.19

US6687711084

Sale

497

26.17

US6687711084

Purchase

61

26.15

US6687711084

Sale

4,089

26.15

US6687711084

Sale

5,798

26.16

US6687711084

Purchase

183

26.11

US6687711084

Sale

604

26.11

US6687711084

Sale

427

26.12

US6687711084

Sale

299

26.14

US6687711084

Sale

100

26.10

US6687711084

Purchase

289

26.61

US6687711084

Purchase

24,077

26.18

US6687711084

Purchase

200

26.62

US6687711084

Purchase

200

26.60

US6687711084

Purchase

200

26.50

US6687711084

Purchase

400

26.59

US6687711084

Purchase

100

26.63

US6687711084

Purchase

400

26.57

US6687711084

Purchase

100

26.55

US6687711084

Purchase

411

26.54

US6687711084

Purchase

100

26.58

US6687711084

Purchase

100

26.51

US6687711084

Purchase

391

26.35

US6687711084

Purchase

332

26.34

US6687711084

Purchase

100

26.39

US6687711084

Purchase

119

26.30

US6687711084

Purchase

823

26.37

US6687711084

Purchase

300

26.36

US6687711084

Purchase

10

26.28

US6687711084

Purchase

30

26.25

US6687711084

Purchase

300

26.38

US6687711084

Purchase

300

26.41

US6687711084

Purchase

500

26.42

US6687711084

Purchase

471

26.40

US6687711084

Purchase

5

26.21

US6687711084

Purchase

11

26.20

US6687711084

Purchase

15

26.15

US6687711084

Purchase

40

26.16

US6687711084

Purchase

15

26.11

US6687711084

Purchase

6

26.27

US6687711084

Purchase

38

26.21

US6687711084

Sale

24,067

26.18

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

15th September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210915005588/en/

Contacts

Millennium Partners, L.P.

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