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Form 8.3 - NortonLifeLock Inc.

·8-min read

LONDON, September 21, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20th September 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

965,900

0.166%

381,640

0.066%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

TOTAL:

966,608

0.166%

381,640

0.066%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

151

25.55

US6687711084

Sale

137

25.38

US6687711084

Purchase

1,200

25.35

US6687711084

Sale

300

25.45

US6687711084

Sale

96

25.43

US6687711084

Sale

200

25.67

US6687711084

Sale

2,900

25.14

US6687711084

Sale

721

25.34

US6687711084

Sale

500

25.53

US6687711084

Sale

71

25.70

US6687711084

Sale

100

25.16

US6687711084

Sale

363

25.20

US6687711084

Sale

281

25.17

US6687711084

Sale

265

25.47

US6687711084

Purchase

31

25.18

US6687711084

Sale

830

25.18

US6687711084

Sale

463

25.19

US6687711084

Sale

211

25.22

US6687711084

Sale

263

25.15

US6687711084

Sale

600

25.21

US6687711084

Sale

200

25.48

US6687711084

Purchase

3,200

25.23

US6687711084

Sale

251

25.23

US6687711084

Sale

301

25.24

US6687711084

Sale

200

25.64

US6687711084

Sale

700

25.31

US6687711084

Sale

119

25.27

US6687711084

Sale

100

25.46

US6687711084

Sale

1

25.63

US6687711084

Sale

2

25.32

US6687711084

Sale

1,458

25.25

US6687711084

Sale

200

25.11

US6687711084

Sale

100

25.05

US6687711084

Sale

1,016

25.37

US6687711084

Sale

500

25.40

US6687711084

Sale

100

25.06

US6687711084

Sale

200

25.50

US6687711084

Sale

500

25.09

US6687711084

Sale

1,399

25.54

US6687711084

Sale

600

25.59

US6687711084

Sale

75

25.57

US6687711084

Sale

215

25.39

US6687711084

Sale

200

25.13

US6687711084

Sale

482

25.12

US6687711084

Sale

100

25.65

US6687711084

Sale

100

25.03

US6687711084

Sale

100

25.66

US6687711084

Sale

100

25.55

US6687711084

Sale

181

25.34

US6687711084

Sale

17

25.16

US6687711084

Sale

470

25.18

US6687711084

Sale

400

25.19

US6687711084

Sale

155

25.21

US6687711084

Sale

100

25.48

US6687711084

Purchase

21,085

25.23

US6687711084

Sale

673

25.24

US6687711084

Sale

200

25.27

US6687711084

Sale

530

25.05

US6687711084

Sale

100

25.33

US6687711084

Sale

1,700

25.06

US6687711084

Sale

100

25.09

US6687711084

Sale

44

25.04

US6687711084

Sale

2,200

25.13

US6687711084

Purchase

1

25.38

US6687711084

Purchase

47

25.77

US6687711084

Purchase

100

25.67

US6687711084

Purchase

159

25.14

US6687711084

Purchase

220

25.58

US6687711084

Purchase

100

25.41

US6687711084

Purchase

2,000

25.16

US6687711084

Purchase

9

25.60

US6687711084

Purchase

100

25.20

US6687711084

Purchase

1,027

25.17

US6687711084

Purchase

5,997

25.18

US6687711084

Purchase

2,090

25.19

US6687711084

Purchase

35

25.22

US6687711084

Purchase

400

25.07

US6687711084

Purchase

837

25.10

US6687711084

Purchase

136

25.15

US6687711084

Purchase

1,799

25.26

US6687711084

Purchase

166

25.08

US6687711084

Purchase

2,201

25.21

US6687711084

Purchase

122

25.29

US6687711084

Purchase

12,791

25.23

US6687711084

Purchase

32

25.24

US6687711084

Purchase

100

25.64

US6687711084

Purchase

357

25.31

US6687711084

Purchase

100

25.52

US6687711084

Purchase

700

25.32

US6687711084

Purchase

13,629

25.11

US6687711084

Purchase

500

25.05

US6687711084

Purchase

19

25.37

US6687711084

Purchase

137

25.40

US6687711084

Purchase

361

25.06

US6687711084

Purchase

185

25.36

US6687711084

Purchase

150

25.04

US6687711084

Purchase

20

25.56

US6687711084

Purchase

24

25.39

US6687711084

Purchase

300

25.13

US6687711084

Purchase

3,219

25.12

US6687711084

Purchase

100

25.62

US6687711084

Purchase

300

25.28

US6687711084

Purchase

15,355

25.30

US6687711084

Sale

1,085

25.55

US6687711084

Sale

135

25.38

US6687711084

Purchase

433

25.35

US6687711084

Sale

541

25.35

US6687711084

Purchase

8

25.45

US6687711084

Sale

339

25.45

US6687711084

Sale

100

25.69

US6687711084

Purchase

1,286

25.14

US6687711084

Sale

111

25.14

US6687711084

Sale

396

25.58

US6687711084

Purchase

36

25.34

US6687711084

Sale

27

25.34

US6687711084

Sale

89

25.41

US6687711084

Sale

91

25.73

US6687711084

Sale

30

25.70

US6687711084

Sale

54

25.16

US6687711084

Sale

98

25.60

US6687711084

Purchase

287

25.20

US6687711084

Purchase

72

25.17

US6687711084

Sale

8

25.17

US6687711084

Sale

81

25.47

US6687711084

Sale

139

25.49

US6687711084

Sale

92

25.68

US6687711084

Purchase

240

25.18

US6687711084

Purchase

3,943

25.19

US6687711084

Sale

11

25.19

US6687711084

Purchase

6,676

25.22

US6687711084

Purchase

229

25.07

US6687711084

Purchase

87

25.10

US6687711084

Purchase

216

25.15

US6687711084

Sale

29

25.15

US6687711084

Purchase

66

25.08

US6687711084

Purchase

1,654

25.21

US6687711084

Sale

118

25.29

US6687711084

Sale

116

25.48

US6687711084

Purchase

5,152

25.23

US6687711084

Sale

6,614

25.23

US6687711084

Purchase

222

25.24

US6687711084

Sale

91

25.64

US6687711084

Purchase

4

25.31

US6687711084

Purchase

137

25.27

US6687711084

Sale

646

25.52

US6687711084

Sale

6

25.63

US6687711084

Sale

10

25.32

US6687711084

Purchase

300

25.25

US6687711084

Purchase

531

25.05

US6687711084

Sale

33

25.37

US6687711084

Sale

16

25.40

US6687711084

Sale

10

25.51

US6687711084

Sale

78

25.33

US6687711084

Purchase

712

25.06

US6687711084

Sale

196

25.36

US6687711084

Purchase

5

25.09

US6687711084

Sale

60

25.09

US6687711084

Sale

10

25.54

US6687711084

Purchase

97

25.04

US6687711084

Sale

100

25.59

US6687711084

Purchase

17

25.13

US6687711084

Sale

50

25.13

US6687711084

Sale

96

25.12

US6687711084

Sale

200

25.65

US6687711084

Sale

160

25.71

US6687711084

Purchase

14

25.03

US6687711084

Sale

2

25.42

US6687711084

Sale

21

25.53

US6687711084

Sale

19

25.41

US6687711084

Sale

11

25.16

US6687711084

Sale

3

25.20

US6687711084

Sale

1

25.19

US6687711084

Sale

10

25.10

US6687711084

Sale

1

25.15

US6687711084

Sale

3

25.21

US6687711084

Sale

1

25.23

US6687711084

Sale

3

25.24

US6687711084

Sale

1

25.31

US6687711084

Sale

2

25.28

US6687711084

Sale

800

25.23

US6687711084

Sale

2,100

25.24

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21st September 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210921005594/en/

Contacts

Millennium Partners, L.P.

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