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Form 8.3 - NortonLifeLock Inc.

·6-min read

LONDON, October 21, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Millennium International Management LP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NortonLifeLock Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20th October 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Avast plc.

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common (US6687711084)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1,626,529

0.280%

322,100

0.055%

(2) Cash-settled derivatives:

708

0.000%

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

1,627,237

0.280%

322,100

0.055%

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022 (US668771AA66)

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,000,000

1.280%

-

-

(2) Cash-settled derivatives:

-

-

-

-

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

-

-

-

-

TOTAL:

8,000,000

1.280%

-

-

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit (USD)

US6687711084

Sale

3

25.90

US6687711084

Sale

96

25.95

US6687711084

Sale

110

25.79

US6687711084

Sale

550

26.13

US6687711084

Sale

1,002

26.04

US6687711084

Sale

2,684

25.94

US6687711084

Sale

1,400

25.87

US6687711084

Sale

2,086

26.03

US6687711084

Sale

2,908

25.93

US6687711084

Sale

1,059

25.90

US6687711084

Sale

300

25.91

US6687711084

Sale

45

25.99

US6687711084

Sale

200

25.95

US6687711084

Sale

10,868

26.06

US6687711084

Sale

13,189

25.92

US6687711084

Sale

380

25.97

US6687711084

Sale

800

25.98

US6687711084

Sale

896

25.96

US6687711084

Sale

100

26.00

US6687711084

Sale

400

26.01

US6687711084

Sale

45

26.10

US6687711084

Sale

200

26.09

US6687711084

Sale

759

26.05

US6687711084

Sale

200

26.02

US6687711084

Sale

4,300

26.13

US6687711084

Sale

425

26.07

US6687711084

Sale

292

26.12

US6687711084

Purchase

18

26.04

US6687711084

Sale

77

26.04

US6687711084

Purchase

1,031

25.94

US6687711084

Sale

228

25.94

US6687711084

Sale

353

25.87

US6687711084

Purchase

120

26.03

US6687711084

Sale

879

26.03

US6687711084

Sale

1,723

25.93

US6687711084

Purchase

288

25.90

US6687711084

Sale

200

25.90

US6687711084

Purchase

20

25.83

US6687711084

Sale

27

25.83

US6687711084

Sale

4,340

25.89

US6687711084

Sale

62

25.91

US6687711084

Sale

415

25.95

US6687711084

Purchase

1,750

26.06

US6687711084

Sale

1

26.06

US6687711084

Purchase

14

25.92

US6687711084

Sale

394

25.92

US6687711084

Sale

224

25.98

US6687711084

Sale

733

25.86

US6687711084

Sale

54

25.88

US6687711084

Sale

100

25.96

US6687711084

Purchase

100

25.79

US6687711084

Sale

213

25.79

US6687711084

Purchase

70

25.71

US6687711084

Purchase

578

26.11

US6687711084

Sale

747

25.84

US6687711084

Sale

15

25.80

US6687711084

Purchase

16

26.14

US6687711084

Purchase

59

26.09

US6687711084

Purchase

1,532

26.05

US6687711084

Sale

174

26.05

US6687711084

Sale

73

25.78

US6687711084

Purchase

80

26.02

US6687711084

Sale

31

26.02

US6687711084

Purchase

4,121

26.13

US6687711084

Sale

900

26.13

US6687711084

Purchase

1,284

26.07

US6687711084

Sale

1,508

26.07

US6687711084

Purchase

61

26.12

US6687711084

Sale

42

25.81

US6687711084

Purchase

393

26.08

US6687711084

Sale

6

26.08

US6687711084

Purchase

21

26.04

US6687711084

Purchase

25

25.93

US6687711084

Sale

10

25.93

US6687711084

Purchase

9

25.83

US6687711084

Purchase

2

26.06

US6687711084

Sale

400

26.06

US6687711084

Sale

114

25.92

US6687711084

Purchase

8

25.86

US6687711084

Sale

22

25.86

US6687711084

Sale

360

25.88

US6687711084

Purchase

13

26.11

US6687711084

Purchase

18

25.84

US6687711084

Purchase

47

26.10

US6687711084

Purchase

45

25.77

US6687711084

Purchase

100

26.05

US6687711084

Purchase

1

26.02

US6687711084

Purchase

100

26.07

US6687711084

Sale

240

26.07

US6687711084

Purchase

200

26.12

US6687711084

Purchase

805

26.13

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit
(USD)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21st October 2021

Contact name:

Milos Naumovic

Telephone number:

+44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211021005523/en/

Contacts

Millennium Partners, L.P.

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