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Form 8.3 - NORTONLIFELOCK INC AMENDMENT

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LONDON, September 22, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

17 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,432,155

0.25%

598,607

0.10%

(2)

Cash-settled derivatives:

193,930

0.03%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,626,585

0.28%

1,629,029

0.28%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

141,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

3

25.7600 USD

USD 0.01 common

Purchase

4

25.7300 USD

USD 0.01 common

Purchase

6

25.7050 USD

USD 0.01 common

Purchase

7

25.8700 USD

USD 0.01 common

Purchase

7

25.7871 USD

USD 0.01 common

Purchase

8

25.6975 USD

USD 0.01 common

Purchase

8

25.7125 USD

USD 0.01 common

Purchase

8

25.7200 USD

USD 0.01 common

Purchase

9

25.7777 USD

USD 0.01 common

Purchase

10

25.7315 USD

USD 0.01 common

Purchase

11

25.7672 USD

USD 0.01 common

Purchase

24

25.7550 USD

USD 0.01 common

Purchase

25

25.7034 USD

USD 0.01 common

Purchase

26

25.7700 USD

USD 0.01 common

Purchase

28

25.7378 USD

USD 0.01 common

Purchase

30

25.7100 USD

USD 0.01 common

Purchase

30

25.7635 USD

USD 0.01 common

Purchase

36

25.7455 USD

USD 0.01 common

Purchase

42

25.7128 USD

USD 0.01 common

Purchase

43

25.7444 USD

USD 0.01 common

Purchase

46

25.7450 USD

USD 0.01 common

Purchase

48

25.7704 USD

USD 0.01 common

Purchase

54

25.7416 USD

USD 0.01 common

Purchase

63

25.8800 USD

USD 0.01 common

Purchase

100

25.7800 USD

USD 0.01 common

Purchase

154

22.0500 EUR

USD 0.01 common

Purchase

234

25.7475 USD

USD 0.01 common

Purchase

368

25.7275 USD

USD 0.01 common

Purchase

400

25.7537 USD

USD 0.01 common

Purchase

498

25.7131 USD

USD 0.01 common

Purchase

500

25.7020 USD

USD 0.01 common

Purchase

569

25.6986 USD

USD 0.01 common

Purchase

602

25.7000 USD

USD 0.01 common

Purchase

617

25.7002 USD

USD 0.01 common

Purchase

650

25.7905 USD

USD 0.01 common

Purchase

775

25.6951 USD

USD 0.01 common

Purchase

937

25.7435 USD

USD 0.01 common

Purchase

1,200

25.7183 USD

USD 0.01 common

Purchase

1,984

25.8203 USD

USD 0.01 common

Purchase

2,712

25.7103 USD

USD 0.01 common

Purchase

2,740

25.7596 USD

USD 0.01 common

Purchase

6,889

25.7247 USD

USD 0.01 common

Purchase

21,129

25.7587 USD

USD 0.01 common

Purchase

22,629

25.7607 USD

USD 0.01 common

Purchase

24,526

25.6941 USD

USD 0.01 common

Purchase

31,992

25.7161 USD

USD 0.01 common

Purchase

68,186

25.6897 USD

USD 0.01 common

Purchase

69,871

25.6900 USD

USD 0.01 common

Purchase

89,714

25.6911 USD

USD 0.01 common

Purchase

99,562

25.6945 USD

USD 0.01 common

Purchase

114,066

25.7217 USD

USD 0.01 common

Sale

4

25.6975 USD

USD 0.01 common

Sale

4

25.7525 USD

USD 0.01 common

Sale

5

25.7550 USD

USD 0.01 common

Sale

6

25.7466 USD

USD 0.01 common

Sale

6

25.7800 USD

USD 0.01 common

Sale

8

25.7025 USD

USD 0.01 common

Sale

8

25.7400 USD

USD 0.01 common

Sale

8

25.7050 USD

USD 0.01 common

Sale

8

25.7700 USD

USD 0.01 common

Sale

9

25.7600 USD

USD 0.01 common

Sale

10

25.7060 USD

USD 0.01 common

Sale

14

25.7485 USD

USD 0.01 common

Sale

100

25.6700 USD

USD 0.01 common

Sale

134

25.6800 USD

USD 0.01 common

Sale

154

22.0500 EUR

USD 0.01 common

Sale

196

25.7809 USD

USD 0.01 common

Sale

200

25.8000 USD

USD 0.01 common

Sale

200

25.7200 USD

USD 0.01 common

Sale

202

25.7000 USD

USD 0.01 common

Sale

202

25.7900 USD

USD 0.01 common

Sale

261

25.7493 USD

USD 0.01 common

Sale

366

25.6827 USD

USD 0.01 common

Sale

440

25.7304 USD

USD 0.01 common

Sale

516

25.6935 USD

USD 0.01 common

Sale

599

25.8115 USD

USD 0.01 common

Sale

800

25.7599 USD

USD 0.01 common

Sale

1,645

25.7684 USD

USD 0.01 common

Sale

1,984

25.8203 USD

USD 0.01 common

Sale

2,589

25.7237 USD

USD 0.01 common

Sale

3,148

25.8093 USD

USD 0.01 common

Sale

8,089

25.7238 USD

USD 0.01 common

Sale

20,112

25.6934 USD

USD 0.01 common

Sale

20,335

25.6910 USD

USD 0.01 common

Sale

21,429

25.7596 USD

USD 0.01 common

Sale

23,714

25.7595 USD

USD 0.01 common

Sale

31,132

25.6954 USD

USD 0.01 common

Sale

35,895

25.7139 USD

USD 0.01 common

Sale

41,217

25.6901 USD

USD 0.01 common

Sale

60,191

25.6900 USD

USD 0.01 common

Sale

67,386

25.6896 USD

USD 0.01 common

Sale

99,562

25.6945 USD

USD 0.01 common

Sale

110,110

25.7186 USD

NB: The below transactions which were previously disclosed have been cancelled

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

4,186

25.6900 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210922005653/en/

Contacts

BARCLAYS PLC

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