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Form 8.3 - NORTONLIFELOCK INC AMENDMENT

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  • BCS

LONDON, December 08, 2021--(BUSINESS WIRE)--

FORM 8.3 Amendment to Sale and Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

06 December 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,605,868

0.28%

619,605

0.11%

(2)

Cash-settled derivatives:

386,198

0.07%

1,513,168

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,992,066

0.34%

2,134,873

0.37%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

386,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

386,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

5

24.2400 USD

USD 0.01 common

Purchase

9

24.4450 USD

USD 0.01 common

Purchase

12

24.3333 USD

USD 0.01 common

Purchase

14

21.3950 EUR

USD 0.01 common

Purchase

17

24.3350 USD

USD 0.01 common

Purchase

18

24.5000 USD

USD 0.01 common

Purchase

100

24.2600 USD

USD 0.01 common

Purchase

128

23.9500 USD

USD 0.01 common

Purchase

166

24.3784 USD

USD 0.01 common

Purchase

188

24.4050 USD

USD 0.01 common

Purchase

191

24.4100 USD

USD 0.01 common

Purchase

200

24.3150 USD

USD 0.01 common

Purchase

200

24.4200 USD

USD 0.01 common

Purchase

261

24.3498 USD

USD 0.01 common

Purchase

305

23.9398 USD

USD 0.01 common

Purchase

325

24.4873 USD

USD 0.01 common

Purchase

338

24.4222 USD

USD 0.01 common

Purchase

439

24.3475 USD

USD 0.01 common

Purchase

483

24.3569 USD

USD 0.01 common

Purchase

500

23.9380 USD

USD 0.01 common

Purchase

500

23.9460 USD

USD 0.01 common

Purchase

600

23.9416 USD

USD 0.01 common

Purchase

600

23.9300 USD

USD 0.01 common

Purchase

700

24.3900 USD

USD 0.01 common

Purchase

900

24.3455 USD

USD 0.01 common

Purchase

983

24.3250 USD

USD 0.01 common

Purchase

1,134

24.3225 USD

USD 0.01 common

Purchase

1,400

24.3407 USD

USD 0.01 common

Purchase

1,800

24.3102 USD

USD 0.01 common

Purchase

1,904

24.2539 USD

USD 0.01 common

Purchase

2,002

24.2982 USD

USD 0.01 common

Purchase

2,312

24.2942 USD

USD 0.01 common

Purchase

4,072

24.2280 USD

USD 0.01 common

Purchase

5,649

24.2613 USD

USD 0.01 common

Purchase

6,078

24.3502 USD

USD 0.01 common

Purchase

7,272

23.9327 USD

USD 0.01 common

Purchase

7,608

24.5056 USD

USD 0.01 common

Purchase

7,617

24.4095 USD

USD 0.01 common

Purchase

11,405

24.2545 USD

USD 0.01 common

Purchase

17,631

24.4248 USD

USD 0.01 common

Purchase

32,579

24.3470 USD

USD 0.01 common

Purchase

32,738

24.3403 USD

USD 0.01 common

Purchase

34,024

24.1300 USD

USD 0.01 common

Purchase

42,539

24.3060 USD

USD 0.01 common

Purchase

54,873

24.3434 USD

USD 0.01 common

Purchase

56,977

24.3398 USD

USD 0.01 common

Purchase

129,898

24.0000 USD

USD 0.01 common

Purchase

145,386

24.3100 USD

USD 0.01 common

Purchase

200,000

24.0494 USD

USD 0.01 common

Purchase

330,752

24.3400 USD

USD 0.01 common

Sale

6

24.3483 USD

USD 0.01 common

Sale

9

24.5000 USD

USD 0.01 common

Sale

9

24.4450 USD

USD 0.01 common

Sale

10

24.4310 USD

USD 0.01 common

Sale

12

24.3333 USD

USD 0.01 common

Sale

13

24.3723 USD

USD 0.01 common

Sale

14

24.3500 USD

USD 0.01 common

Sale

14

24.3985 USD

USD 0.01 common

Sale

14

21.3950 EUR

USD 0.01 common

Sale

15

24.3846 USD

USD 0.01 common

Sale

16

24.3793 USD

USD 0.01 common

Sale

17

24.3511 USD

USD 0.01 common

Sale

17

24.3661 USD

USD 0.01 common

Sale

17

24.3605 USD

USD 0.01 common

Sale

17

24.2729 USD

USD 0.01 common

Sale

18

24.3566 USD

USD 0.01 common

Sale

20

24.3735 USD

USD 0.01 common

Sale

21

24.3452 USD

USD 0.01 common

Sale

21

24.3728 USD

USD 0.01 common

Sale

21

24.3573 USD

USD 0.01 common

Sale

23

24.3130 USD

USD 0.01 common

Sale

24

24.3791 USD

USD 0.01 common

Sale

26

24.3280 USD

USD 0.01 common

Sale

28

24.3950 USD

USD 0.01 common

Sale

28

24.4050 USD

USD 0.01 common

Sale

28

24.3450 USD

USD 0.01 common

Sale

28

24.3464 USD

USD 0.01 common

Sale

29

24.3803 USD

USD 0.01 common

Sale

31

24.3350 USD

USD 0.01 common

Sale

31

24.3624 USD

USD 0.01 common

Sale

42

24.4000 USD

USD 0.01 common

Sale

42

24.3766 USD

USD 0.01 common

Sale

56

24.3675 USD

USD 0.01 common

Sale

56

24.3612 USD

USD 0.01 common

Sale

84

24.3883 USD

USD 0.01 common

Sale

98

24.3871 USD

USD 0.01 common

Sale

100

24.0200 USD

USD 0.01 common

Sale

100

24.4600 USD

USD 0.01 common

Sale

100

24.5100 USD

USD 0.01 common

Sale

100

24.5200 USD

USD 0.01 common

Sale

125

24.4920 USD

USD 0.01 common

Sale

131

24.4122 USD

USD 0.01 common

Sale

162

24.3271 USD

USD 0.01 common

Sale

190

24.4763 USD

USD 0.01 common

Sale

200

24.5025 USD

USD 0.01 common

Sale

200

24.5150 USD

USD 0.01 common

Sale

225

24.3927 USD

USD 0.01 common

Sale

230

24.3884 USD

USD 0.01 common

Sale

276

24.1617 USD

USD 0.01 common

Sale

300

24.5166 USD

USD 0.01 common

Sale

300

24.4850 USD

USD 0.01 common

Sale

300

24.5083 USD

USD 0.01 common

Sale

320

24.4133 USD

USD 0.01 common

Sale

400

24.5275 USD

USD 0.01 common

Sale

400

24.1912 USD

USD 0.01 common

Sale

438

24.5483 USD

USD 0.01 common

Sale

500

24.5130 USD

USD 0.01 common

Sale

580

24.4517 USD

USD 0.01 common

Sale

800

24.5256 USD

USD 0.01 common

Sale

826

24.4242 USD

USD 0.01 common

Sale

875

24.2027 USD

USD 0.01 common

Sale

900

24.1061 USD

USD 0.01 common

Sale

928

24.1684 USD

USD 0.01 common

Sale

1,091

24.1579 USD

USD 0.01 common

Sale

1,183

24.1328 USD

USD 0.01 common

Sale

1,200

24.1483 USD

USD 0.01 common

Sale

1,300

24.0750 USD

USD 0.01 common

Sale

1,672

24.2003 USD

USD 0.01 common

Sale

1,763

24.3264 USD

USD 0.01 common

Sale

2,062

24.5219 USD

USD 0.01 common

Sale

2,656

24.3752 USD

USD 0.01 common

Sale

3,061

24.4184 USD

USD 0.01 common

Sale

3,100

24.4116 USD

USD 0.01 common

Sale

3,700

24.2978 USD

USD 0.01 common

Sale

5,294

24.3435 USD

USD 0.01 common

Sale

5,968

24.2058 USD

USD 0.01 common

Sale

10,384

24.1367 USD

USD 0.01 common

Sale

10,575

24.4296 USD

USD 0.01 common

Sale

13,644

24.3416 USD

USD 0.01 common

Sale

18,891

24.1009 USD

USD 0.01 common

Sale

19,282

24.3401 USD

USD 0.01 common

Sale

23,996

24.1476 USD

USD 0.01 common

Sale

41,400

24.3052 USD

USD 0.01 common

Sale

50,000

24.0000 USD

USD 0.01 common

Sale

53,754

24.3523 USD

USD 0.01 common

Sale

58,855

24.3400 USD

USD 0.01 common

Sale

89,969

23.9935 USD

USD 0.01 common

Sale

99,919

24.2845 USD

USD 0.01 common

Sale

109,746

24.3434 USD

USD 0.01 common

Sale

137,679

24.0122 USD

USD 0.01 common

Sale

269,174

24.3399 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

8 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211208005611/en/

Contacts

BARCLAYS PLC

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