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Form 8.3 - NORTONLIFELOCK INC - Amendment

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LONDON, August 05, 2021--(BUSINESS WIRE)--

FORM 8.3 Amendment to Purchase & Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

03 August 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,008,349

0.35%

298,540

0.05%

(2)

Cash-settled derivatives:

83,335

0.01%

1,279,498

0.22%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,092,184

0.36%

1,580,138

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

128,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

128,000

0.02%

0

0.00%

0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

1

24.5500 USD

USD 0.01 common

Purchase

50

24.8800 USD

USD 0.01 common

Purchase

100

24.7400 USD

USD 0.01 common

Purchase

100

24.5800 USD

USD 0.01 common

Purchase

150

24.9000 USD

USD 0.01 common

Purchase

205

24.5860 USD

USD 0.01 common

Purchase

300

24.7600 USD

USD 0.01 common

Purchase

558

24.7417 USD

USD 0.01 common

Purchase

620

24.7381 USD

USD 0.01 common

Purchase

650

24.6811 USD

USD 0.01 common

Purchase

817

24.5424 USD

USD 0.01 common

Purchase

925

24.7279 USD

USD 0.01 common

Purchase

1,295

24.5037 USD

USD 0.01 common

Purchase

1,328

24.7611 USD

USD 0.01 common

Purchase

1,510

24.6349 USD

USD 0.01 common

Purchase

1,519

24.7394 USD

USD 0.01 common

Purchase

4,021

24.5040 USD

USD 0.01 common

Purchase

5,942

24.5886 USD

USD 0.01 common

Purchase

5,984

24.6205 USD

USD 0.01 common

Purchase

6,316

24.5043 USD

USD 0.01 common

Purchase

7,784

24.7059 USD

USD 0.01 common

Purchase

10,978

24.4823 USD

USD 0.01 common

Purchase

31,771

24.6052 USD

USD 0.01 common

Purchase

34,772

24.5000 USD

USD 0.01 common

Purchase

56,522

24.6904 USD

USD 0.01 common

Purchase

62,686

24.5097 USD

USD 0.01 common

Purchase

66,568

24.4943 USD

USD 0.01 common

Sale

31

24.5416 USD

USD 0.01 common

Sale

33

24.4342 USD

USD 0.01 common

Sale

37

24.4629 USD

USD 0.01 common

Sale

40

24.4462 USD

USD 0.01 common

Sale

70

24.4500 USD

USD 0.01 common

Sale

85

24.5029 USD

USD 0.01 common

Sale

100

24.7600 USD

USD 0.01 common

Sale

100

24.5150 USD

USD 0.01 common

Sale

100

24.7400 USD

USD 0.01 common

Sale

100

24.4950 USD

USD 0.01 common

Sale

200

24.5800 USD

USD 0.01 common

Sale

300

24.6466 USD

USD 0.01 common

Sale

517

24.6354 USD

USD 0.01 common

Sale

800

24.7062 USD

USD 0.01 common

Sale

805

24.7250 USD

USD 0.01 common

Sale

805

24.7500 USD

USD 0.01 common

Sale

847

24.6443 USD

USD 0.01 common

Sale

912

24.7376 USD

USD 0.01 common

Sale

1,038

24.8521 USD

USD 0.01 common

Sale

1,070

24.7625 USD

USD 0.01 common

Sale

1,136

24.5898 USD

USD 0.01 common

Sale

1,274

24.6810 USD

USD 0.01 common

Sale

1,328

24.6295 USD

USD 0.01 common

Sale

1,334

24.6523 USD

USD 0.01 common

Sale

1,495

24.7245 USD

USD 0.01 common

Sale

2,037

24.6000 USD

USD 0.01 common

Sale

2,259

24.6413 USD

USD 0.01 common

Sale

2,779

24.6182 USD

USD 0.01 common

Sale

3,079

24.5247 USD

USD 0.01 common

Sale

3,947

24.6310 USD

USD 0.01 common

Sale

3,950

24.6515 USD

USD 0.01 common

Sale

5,787

24.7813 USD

USD 0.01 common

Sale

6,216

24.5045 USD

USD 0.01 common

Sale

6,686

24.6785 USD

USD 0.01 common

Sale

6,746

24.6835 USD

USD 0.01 common

Sale

9,739

24.7116 USD

USD 0.01 common

Sale

11,182

24.5037 USD

USD 0.01 common

Sale

46,371

24.6770 USD

USD 0.01 common

Sale

84,279

24.4955 USD

USD 0.01 common

Sale

89,142

24.5000 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 August 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20210805005634/en/

Contacts

BARCLAYS PLC

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