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Form 8.3 - NORTONLIFELOCK INC

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LONDON, December 08, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

07 December 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,619,960

0.28%

685,848

0.12%

(2)

Cash-settled derivatives:

386,198

0.07%

1,513,168

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

2,006,158

0.34%

2,201,116

0.38%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

386,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

386,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

12

24.7950 USD

USD 0.01 common

Purchase

43

24.7350 USD

USD 0.01 common

Purchase

57

24.5500 USD

USD 0.01 common

Purchase

78

24.8800 USD

USD 0.01 common

Purchase

99

24.5404 USD

USD 0.01 common

Purchase

100

24.5400 USD

USD 0.01 common

Purchase

113

21.8950 EUR

USD 0.01 common

Purchase

292

24.5057 USD

USD 0.01 common

Purchase

323

24.5690 USD

USD 0.01 common

Purchase

400

24.5700 USD

USD 0.01 common

Purchase

434

24.6042 USD

USD 0.01 common

Purchase

518

24.5959 USD

USD 0.01 common

Purchase

725

24.6608 USD

USD 0.01 common

Purchase

1,372

24.6189 USD

USD 0.01 common

Purchase

1,700

24.6721 USD

USD 0.01 common

Purchase

1,776

24.6400 USD

USD 0.01 common

Purchase

1,996

24.6395 USD

USD 0.01 common

Purchase

2,203

24.5707 USD

USD 0.01 common

Purchase

2,453

24.6013 USD

USD 0.01 common

Purchase

3,439

24.5997 USD

USD 0.01 common

Purchase

3,703

24.5982 USD

USD 0.01 common

Purchase

3,967

24.6141 USD

USD 0.01 common

Purchase

4,264

24.5965 USD

USD 0.01 common

Purchase

4,519

24.5905 USD

USD 0.01 common

Purchase

4,559

24.6027 USD

USD 0.01 common

Purchase

4,766

24.7627 USD

USD 0.01 common

Purchase

4,940

24.6355 USD

USD 0.01 common

Purchase

5,062

24.6216 USD

USD 0.01 common

Purchase

5,121

24.6220 USD

USD 0.01 common

Purchase

5,258

24.6011 USD

USD 0.01 common

Purchase

5,462

24.6538 USD

USD 0.01 common

Purchase

5,643

24.6219 USD

USD 0.01 common

Purchase

5,896

24.7126 USD

USD 0.01 common

Purchase

6,096

24.6462 USD

USD 0.01 common

Purchase

6,470

24.6109 USD

USD 0.01 common

Purchase

6,554

24.6289 USD

USD 0.01 common

Purchase

6,754

24.6205 USD

USD 0.01 common

Purchase

7,530

24.6281 USD

USD 0.01 common

Purchase

7,630

24.6475 USD

USD 0.01 common

Purchase

9,709

24.5658 USD

USD 0.01 common

Purchase

13,433

24.6531 USD

USD 0.01 common

Purchase

14,158

24.6576 USD

USD 0.01 common

Purchase

16,853

24.7340 USD

USD 0.01 common

Purchase

19,139

24.6415 USD

USD 0.01 common

Purchase

20,204

24.5785 USD

USD 0.01 common

Purchase

41,333

24.7400 USD

USD 0.01 common

Purchase

45,873

24.6391 USD

USD 0.01 common

Purchase

56,592

24.7080 USD

USD 0.01 common

Purchase

72,381

24.6147 USD

USD 0.01 common

Purchase

80,984

24.7378 USD

USD 0.01 common

Purchase

126,000

24.7298 USD

USD 0.01 common

Purchase

249,045

24.7228 USD

USD 0.01 common

Purchase

455,274

24.6864 USD

USD 0.01 common

Sale

1

24.6300 USD

USD 0.01 common

Sale

11

24.5400 USD

USD 0.01 common

Sale

22

24.6150 USD

USD 0.01 common

Sale

33

24.5766 USD

USD 0.01 common

Sale

33

24.5500 USD

USD 0.01 common

Sale

33

24.5600 USD

USD 0.01 common

Sale

54

24.6993 USD

USD 0.01 common

Sale

55

24.5560 USD

USD 0.01 common

Sale

66

24.5550 USD

USD 0.01 common

Sale

100

24.5900 USD

USD 0.01 common

Sale

113

21.8950 EUR

USD 0.01 common

Sale

283

24.7153 USD

USD 0.01 common

Sale

292

24.5057 USD

USD 0.01 common

Sale

300

24.5966 USD

USD 0.01 common

Sale

300

24.7866 USD

USD 0.01 common

Sale

300

24.5800 USD

USD 0.01 common

Sale

400

24.5700 USD

USD 0.01 common

Sale

600

24.6441 USD

USD 0.01 common

Sale

600

24.7683 USD

USD 0.01 common

Sale

609

24.6195 USD

USD 0.01 common

Sale

700

24.5992 USD

USD 0.01 common

Sale

700

24.7071 USD

USD 0.01 common

Sale

900

24.5661 USD

USD 0.01 common

Sale

1,000

24.6844 USD

USD 0.01 common

Sale

1,003

24.7049 USD

USD 0.01 common

Sale

1,011

24.6434 USD

USD 0.01 common

Sale

1,100

24.6868 USD

USD 0.01 common

Sale

1,391

24.5253 USD

USD 0.01 common

Sale

1,489

24.6724 USD

USD 0.01 common

Sale

1,529

24.7507 USD

USD 0.01 common

Sale

1,640

24.5885 USD

USD 0.01 common

Sale

1,776

24.6400 USD

USD 0.01 common

Sale

2,103

24.6573 USD

USD 0.01 common

Sale

2,584

24.7744 USD

USD 0.01 common

Sale

3,242

24.6994 USD

USD 0.01 common

Sale

3,359

24.6516 USD

USD 0.01 common

Sale

4,666

24.7641 USD

USD 0.01 common

Sale

6,150

24.7093 USD

USD 0.01 common

Sale

7,247

24.7342 USD

USD 0.01 common

Sale

8,451

24.6652 USD

USD 0.01 common

Sale

9,354

24.6368 USD

USD 0.01 common

Sale

10,544

24.7400 USD

USD 0.01 common

Sale

12,676

24.7275 USD

USD 0.01 common

Sale

17,009

24.7322 USD

USD 0.01 common

Sale

101,289

24.7371 USD

USD 0.01 common

Sale

105,422

24.6027 USD

USD 0.01 common

Sale

155,000

24.6436 USD

USD 0.01 common

Sale

187,200

24.7521 USD

USD 0.01 common

Sale

230,837

24.6871 USD

USD 0.01 common

Sale

455,274

24.6864 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

8 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211208005541/en/

Contacts

BARCLAYS PLC

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