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FORM 8.3 - NORTONLIFELOCK INC

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LONDON, December 09, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

08 December 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,547,571

0.27%

674,749

0.12%

(2)

Cash-settled derivatives:

386,198

0.07%

1,513,168

0.26%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

2,100

0.00%

TOTAL:

1,933,769

0.33%

2,190,017

0.38%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

386,000

0.07%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

386,000

0.07%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

7

24.4000 USD

USD 0.01 common

Purchase

100

24.4400 USD

USD 0.01 common

Purchase

100

24.3900 USD

USD 0.01 common

Purchase

114

24.4363 USD

USD 0.01 common

Purchase

165

24.3958 USD

USD 0.01 common

Purchase

200

24.4240 USD

USD 0.01 common

Purchase

261

24.3787 USD

USD 0.01 common

Purchase

268

24.4448 USD

USD 0.01 common

Purchase

273

24.4200 USD

USD 0.01 common

Purchase

319

24.4209 USD

USD 0.01 common

Purchase

400

24.3500 USD

USD 0.01 common

Purchase

418

24.4171 USD

USD 0.01 common

Purchase

481

24.4085 USD

USD 0.01 common

Purchase

516

24.4174 USD

USD 0.01 common

Purchase

526

24.4045 USD

USD 0.01 common

Purchase

545

24.4022 USD

USD 0.01 common

Purchase

552

24.4026 USD

USD 0.01 common

Purchase

640

24.4544 USD

USD 0.01 common

Purchase

723

24.4188 USD

USD 0.01 common

Purchase

2,270

24.4183 USD

USD 0.01 common

Purchase

2,728

24.3934 USD

USD 0.01 common

Purchase

2,758

24.4269 USD

USD 0.01 common

Purchase

3,520

24.4097 USD

USD 0.01 common

Purchase

3,700

24.4251 USD

USD 0.01 common

Purchase

5,522

24.4107 USD

USD 0.01 common

Purchase

9,789

24.3992 USD

USD 0.01 common

Purchase

9,865

24.4165 USD

USD 0.01 common

Purchase

12,945

24.4298 USD

USD 0.01 common

Purchase

13,270

24.4106 USD

USD 0.01 common

Purchase

18,136

24.4343 USD

USD 0.01 common

Purchase

21,710

24.3895 USD

USD 0.01 common

Purchase

52,256

24.4100 USD

USD 0.01 common

Purchase

63,876

24.4195 USD

USD 0.01 common

Sale

10

24.4020 USD

USD 0.01 common

Sale

24

24.4200 USD

USD 0.01 common

Sale

29

24.3925 USD

USD 0.01 common

Sale

32

24.4031 USD

USD 0.01 common

Sale

33

24.4266 USD

USD 0.01 common

Sale

34

24.4555 USD

USD 0.01 common

Sale

47

24.4176 USD

USD 0.01 common

Sale

54

24.4075 USD

USD 0.01 common

Sale

56

24.3701 USD

USD 0.01 common

Sale

58

24.3867 USD

USD 0.01 common

Sale

70

24.4098 USD

USD 0.01 common

Sale

100

24.3700 USD

USD 0.01 common

Sale

100

24.4240 USD

USD 0.01 common

Sale

100

24.4140 USD

USD 0.01 common

Sale

115

24.4235 USD

USD 0.01 common

Sale

200

24.4050 USD

USD 0.01 common

Sale

200

24.3725 USD

USD 0.01 common

Sale

200

24.3200 USD

USD 0.01 common

Sale

267

24.4494 USD

USD 0.01 common

Sale

300

24.4216 USD

USD 0.01 common

Sale

305

24.4065 USD

USD 0.01 common

Sale

307

24.4000 USD

USD 0.01 common

Sale

402

24.3500 USD

USD 0.01 common

Sale

430

24.3393 USD

USD 0.01 common

Sale

432

24.4037 USD

USD 0.01 common

Sale

500

24.4300 USD

USD 0.01 common

Sale

500

24.4226 USD

USD 0.01 common

Sale

600

24.3866 USD

USD 0.01 common

Sale

700

24.4021 USD

USD 0.01 common

Sale

800

24.4237 USD

USD 0.01 common

Sale

900

24.4238 USD

USD 0.01 common

Sale

901

24.3883 USD

USD 0.01 common

Sale

1,000

24.4261 USD

USD 0.01 common

Sale

1,127

24.4429 USD

USD 0.01 common

Sale

1,585

24.6882 USD

USD 0.01 common

Sale

1,749

24.4252 USD

USD 0.01 common

Sale

1,993

24.4126 USD

USD 0.01 common

Sale

2,435

24.4144 USD

USD 0.01 common

Sale

7,769

24.4017 USD

USD 0.01 common

Sale

7,887

24.4184 USD

USD 0.01 common

Sale

8,711

24.4118 USD

USD 0.01 common

Sale

10,825

24.4505 USD

USD 0.01 common

Sale

13,270

24.4106 USD

USD 0.01 common

Sale

73,681

24.4100 USD

USD 0.01 common

Sale

90,076

24.4099 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Dec 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211209005508/en/

Contacts

BARCLAYS PLC

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