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Form 8.3 - NORTONLIFELOCK INC

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LONDON, October 21, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

20 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,570,930

0.27%

968,311

0.17%

(2)

Cash-settled derivatives:

556,267

0.10%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,127,697

0.37%

1,998,733

0.34%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

146,000

0.03%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

146,000

0.03%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

3

25.9433 USD

USD 0.01 common

Purchase

4

25.9600 USD

USD 0.01 common

Purchase

6

25.9483 USD

USD 0.01 common

Purchase

9

25.9366 USD

USD 0.01 common

Purchase

10

25.9690 USD

USD 0.01 common

Purchase

19

26.0900 USD

USD 0.01 common

Purchase

19

25.9357 USD

USD 0.01 common

Purchase

42

25.9688 USD

USD 0.01 common

Purchase

50

25.9050 USD

USD 0.01 common

Purchase

58

26.1387 USD

USD 0.01 common

Purchase

60

25.9083 USD

USD 0.01 common

Purchase

70

26.0121 USD

USD 0.01 common

Purchase

85

25.9461 USD

USD 0.01 common

Purchase

95

25.9163 USD

USD 0.01 common

Purchase

101

26.0441 USD

USD 0.01 common

Purchase

102

25.9642 USD

USD 0.01 common

Purchase

115

25.9293 USD

USD 0.01 common

Purchase

118

25.9534 USD

USD 0.01 common

Purchase

135

25.9492 USD

USD 0.01 common

Purchase

145

26.0098 USD

USD 0.01 common

Purchase

151

25.9874 USD

USD 0.01 common

Purchase

153

25.7554 USD

USD 0.01 common

Purchase

185

25.9545 USD

USD 0.01 common

Purchase

200

26.0425 USD

USD 0.01 common

Purchase

200

25.9300 USD

USD 0.01 common

Purchase

211

26.0390 USD

USD 0.01 common

Purchase

400

25.9800 USD

USD 0.01 common

Purchase

405

26.0436 USD

USD 0.01 common

Purchase

504

26.0992 USD

USD 0.01 common

Purchase

600

25.9633 USD

USD 0.01 common

Purchase

654

26.1279 USD

USD 0.01 common

Purchase

700

26.0428 USD

USD 0.01 common

Purchase

1,145

26.0246 USD

USD 0.01 common

Purchase

1,275

25.9400 USD

USD 0.01 common

Purchase

1,491

26.0240 USD

USD 0.01 common

Purchase

1,694

25.9762 USD

USD 0.01 common

Purchase

2,109

26.0967 USD

USD 0.01 common

Purchase

2,259

26.0657 USD

USD 0.01 common

Purchase

2,372

26.0076 USD

USD 0.01 common

Purchase

2,396

25.9945 USD

USD 0.01 common

Purchase

2,922

25.9827 USD

USD 0.01 common

Purchase

3,234

26.1300 USD

USD 0.01 common

Purchase

3,623

26.0617 USD

USD 0.01 common

Purchase

4,438

26.0060 USD

USD 0.01 common

Purchase

5,503

25.8200 USD

USD 0.01 common

Purchase

11,251

26.0194 USD

USD 0.01 common

Purchase

31,339

26.0784 USD

USD 0.01 common

Purchase

32,635

26.0074 USD

USD 0.01 common

Sale

4

25.9175 USD

USD 0.01 common

Sale

17

26.0761 USD

USD 0.01 common

Sale

30

26.0200 USD

USD 0.01 common

Sale

37

26.1400 USD

USD 0.01 common

Sale

44

26.0400 USD

USD 0.01 common

Sale

44

26.1000 USD

USD 0.01 common

Sale

44

26.1100 USD

USD 0.01 common

Sale

47

26.1128 USD

USD 0.01 common

Sale

63

26.0900 USD

USD 0.01 common

Sale

88

26.0950 USD

USD 0.01 common

Sale

90

26.0333 USD

USD 0.01 common

Sale

94

26.0857 USD

USD 0.01 common

Sale

120

26.0725 USD

USD 0.01 common

Sale

144

26.1105 USD

USD 0.01 common

Sale

150

26.0800 USD

USD 0.01 common

Sale

200

26.0475 USD

USD 0.01 common

Sale

200

26.0300 USD

USD 0.01 common

Sale

255

26.0417 USD

USD 0.01 common

Sale

276

26.1250 USD

USD 0.01 common

Sale

290

26.0600 USD

USD 0.01 common

Sale

290

26.0500 USD

USD 0.01 common

Sale

300

26.0566 USD

USD 0.01 common

Sale

300

26.0416 USD

USD 0.01 common

Sale

346

26.1213 USD

USD 0.01 common

Sale

348

26.1013 USD

USD 0.01 common

Sale

352

26.0298 USD

USD 0.01 common

Sale

401

26.0594 USD

USD 0.01 common

Sale

430

26.1200 USD

USD 0.01 common

Sale

615

26.0586 USD

USD 0.01 common

Sale

654

26.1279 USD

USD 0.01 common

Sale

666

26.0592 USD

USD 0.01 common

Sale

742

25.9400 USD

USD 0.01 common

Sale

900

26.0961 USD

USD 0.01 common

Sale

908

26.0905 USD

USD 0.01 common

Sale

1,252

26.0396 USD

USD 0.01 common

Sale

1,571

25.9870 USD

USD 0.01 common

Sale

1,804

26.0439 USD

USD 0.01 common

Sale

2,396

25.9945 USD

USD 0.01 common

Sale

2,567

26.0118 USD

USD 0.01 common

Sale

3,266

26.1300 USD

USD 0.01 common

Sale

3,358

26.1232 USD

USD 0.01 common

Sale

3,428

26.0775 USD

USD 0.01 common

Sale

5,013

25.9904 USD

USD 0.01 common

Sale

5,503

25.8200 USD

USD 0.01 common

Sale

6,547

26.1184 USD

USD 0.01 common

Sale

10,825

26.1081 USD

USD 0.01 common

Sale

12,751

26.0166 USD

USD 0.01 common

Sale

15,419

26.0514 USD

USD 0.01 common

Sale

29,826

25.9805 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

21 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211021005512/en/

Contacts

BARCLAYS PLC

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