Australia markets open in 6 hours 9 minutes
  • ALL ORDS

    7,537.90
    -165.00 (-2.14%)
     
  • AUD/USD

    0.7249
    -0.0020 (-0.27%)
     
  • ASX 200

    7,248.20
    -155.50 (-2.10%)
     
  • OIL

    70.68
    -1.29 (-1.79%)
     
  • GOLD

    1,764.40
    +13.00 (+0.74%)
     
  • BTC-AUD

    60,820.04
    -4,973.84 (-7.56%)
     
  • CMC Crypto 200

    1,101.60
    -32.78 (-2.89%)
     

Form 8.3 - NortonLifeLock Inc.

  • Oops!
    Something went wrong.
    Please try again later.
·8-min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, September 15, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

14 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,426,091

0.25%

505,515

0.09%

(2)

Cash-settled derivatives:

160,930

0.03%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,587,521

0.27%

1,535,937

0.26%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

141,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

141,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

8

26.1750 USD

USD 0.01 common

Purchase

10

26.2200 USD

USD 0.01 common

Purchase

11

26.1577 USD

USD 0.01 common

Purchase

100

26.2300 USD

USD 0.01 common

Purchase

100

26.2050 USD

USD 0.01 common

Purchase

102

26.2090 USD

USD 0.01 common

Purchase

115

26.1405 USD

USD 0.01 common

Purchase

125

26.1660 USD

USD 0.01 common

Purchase

200

26.3600 USD

USD 0.01 common

Purchase

200

26.2550 USD

USD 0.01 common

Purchase

200

26.1125 USD

USD 0.01 common

Purchase

200

26.2350 USD

USD 0.01 common

Purchase

201

26.2000 USD

USD 0.01 common

Purchase

216

26.1500 USD

USD 0.01 common

Purchase

250

26.1850 USD

USD 0.01 common

Purchase

299

26.2100 USD

USD 0.01 common

Purchase

300

26.1966 USD

USD 0.01 common

Purchase

312

26.2123 USD

USD 0.01 common

Purchase

400

26.2125 USD

USD 0.01 common

Purchase

400

26.2825 USD

USD 0.01 common

Purchase

400

26.1775 USD

USD 0.01 common

Purchase

419

26.1200 USD

USD 0.01 common

Purchase

435

26.1900 USD

USD 0.01 common

Purchase

493

26.1530 USD

USD 0.01 common

Purchase

500

26.1220 USD

USD 0.01 common

Purchase

500

26.1600 USD

USD 0.01 common

Purchase

508

26.1518 USD

USD 0.01 common

Purchase

600

26.1883 USD

USD 0.01 common

Purchase

600

26.3300 USD

USD 0.01 common

Purchase

625

26.1280 USD

USD 0.01 common

Purchase

724

26.1865 USD

USD 0.01 common

Purchase

742

26.1691 USD

USD 0.01 common

Purchase

900

26.2600 USD

USD 0.01 common

Purchase

1,110

26.1888 USD

USD 0.01 common

Purchase

1,500

26.1950 USD

USD 0.01 common

Purchase

1,557

26.1769 USD

USD 0.01 common

Purchase

2,800

26.2033 USD

USD 0.01 common

Purchase

3,047

26.2044 USD

USD 0.01 common

Purchase

4,691

26.2608 USD

USD 0.01 common

Purchase

4,754

26.2274 USD

USD 0.01 common

Purchase

5,892

26.6200 USD

USD 0.01 common

Purchase

8,033

26.1754 USD

USD 0.01 common

Purchase

11,450

26.3000 USD

USD 0.01 common

Purchase

12,994

26.2424 USD

USD 0.01 common

Purchase

13,165

26.3049 USD

USD 0.01 common

Purchase

18,160

26.2096 USD

USD 0.01 common

Purchase

18,238

26.2136 USD

USD 0.01 common

Purchase

37,081

26.1800 USD

USD 0.01 common

Purchase

49,683

26.1799 USD

USD 0.01 common

Purchase

50,957

26.2094 USD

USD 0.01 common

Sale

2

26.4200 USD

USD 0.01 common

Sale

3

26.1600 USD

USD 0.01 common

Sale

3

26.2050 USD

USD 0.01 common

Sale

3

26.1450 USD

USD 0.01 common

Sale

6

26.1150 USD

USD 0.01 common

Sale

9

26.1633 USD

USD 0.01 common

Sale

12

26.1200 USD

USD 0.01 common

Sale

15

26.1580 USD

USD 0.01 common

Sale

16

26.1659 USD

USD 0.01 common

Sale

27

26.1344 USD

USD 0.01 common

Sale

27

26.1222 USD

USD 0.01 common

Sale

82

26.5478 USD

USD 0.01 common

Sale

100

26.3200 USD

USD 0.01 common

Sale

100

26.3850 USD

USD 0.01 common

Sale

103

26.3319 USD

USD 0.01 common

Sale

300

26.2433 USD

USD 0.01 common

Sale

500

26.5700 USD

USD 0.01 common

Sale

500

26.3480 USD

USD 0.01 common

Sale

600

26.3300 USD

USD 0.01 common

Sale

714

26.6200 USD

USD 0.01 common

Sale

742

26.1691 USD

USD 0.01 common

Sale

787

26.2463 USD

USD 0.01 common

Sale

910

26.1896 USD

USD 0.01 common

Sale

2,254

26.1700 USD

USD 0.01 common

Sale

2,926

26.3245 USD

USD 0.01 common

Sale

6,125

26.6032 USD

USD 0.01 common

Sale

6,782

26.1826 USD

USD 0.01 common

Sale

9,639

26.2966 USD

USD 0.01 common

Sale

11,764

26.2313 USD

USD 0.01 common

Sale

18,040

26.2208 USD

USD 0.01 common

Sale

19,260

26.2097 USD

USD 0.01 common

Sale

21,722

26.1795 USD

USD 0.01 common

Sale

22,828

26.3000 USD

USD 0.01 common

Sale

25,258

26.1764 USD

USD 0.01 common

Sale

43,267

26.1800 USD

USD 0.01 common

Sale

55,247

26.2089 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210915005544/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting