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Form 8.3 - DraftKings Inc

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LONDON, September 27, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

24 September 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

546,580

0.13%

575,345

0.14%

(2)

Cash-settled derivatives:

102,783,788

25.35%

41,892,230

10.33%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,087,485

0.51%

1,210,411

0.30%

TOTAL:

105,417,853

26.00%

43,677,986

10.77%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

442,000

0.11%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

442,000

0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

1

51.2000 USD

USD 0.0001 class A common

Purchase

1

51.6100 USD

USD 0.0001 class A common

Purchase

2

51.3950 USD

USD 0.0001 class A common

Purchase

2

51.5750 USD

USD 0.0001 class A common

Purchase

2

51.3100 USD

USD 0.0001 class A common

Purchase

2

51.4450 USD

USD 0.0001 class A common

Purchase

4

51.6400 USD

USD 0.0001 class A common

Purchase

5

51.5520 USD

USD 0.0001 class A common

Purchase

9

51.2600 USD

USD 0.0001 class A common

Purchase

81

51.1833 USD

USD 0.0001 class A common

Purchase

86

51.3194 USD

USD 0.0001 class A common

Purchase

100

51.2400 USD

USD 0.0001 class A common

Purchase

100

51.2300 USD

USD 0.0001 class A common

Purchase

100

51.4500 USD

USD 0.0001 class A common

Purchase

100

51.5600 USD

USD 0.0001 class A common

Purchase

101

51.2200 USD

USD 0.0001 class A common

Purchase

107

51.4200 USD

USD 0.0001 class A common

Purchase

113

51.3590 USD

USD 0.0001 class A common

Purchase

124

51.3346 USD

USD 0.0001 class A common

Purchase

142

51.6630 USD

USD 0.0001 class A common

Purchase

146

51.3565 USD

USD 0.0001 class A common

Purchase

183

51.5054 USD

USD 0.0001 class A common

Purchase

194

51.3956 USD

USD 0.0001 class A common

Purchase

200

51.3200 USD

USD 0.0001 class A common

Purchase

200

51.2950 USD

USD 0.0001 class A common

Purchase

200

51.2450 USD

USD 0.0001 class A common

Purchase

200

51.6500 USD

USD 0.0001 class A common

Purchase

200

51.5250 USD

USD 0.0001 class A common

Purchase

215

51.5761 USD

USD 0.0001 class A common

Purchase

216

51.6175 USD

USD 0.0001 class A common

Purchase

223

51.3680 USD

USD 0.0001 class A common

Purchase

256

51.4408 USD

USD 0.0001 class A common

Purchase

273

51.4540 USD

USD 0.0001 class A common

Purchase

325

51.3872 USD

USD 0.0001 class A common

Purchase

354

51.6140 USD

USD 0.0001 class A common

Purchase

400

51.3625 USD

USD 0.0001 class A common

Purchase

488

51.3120 USD

USD 0.0001 class A common

Purchase

614

51.4834 USD

USD 0.0001 class A common

Purchase

698

51.3253 USD

USD 0.0001 class A common

Purchase

700

51.4971 USD

USD 0.0001 class A common

Purchase

852

51.3423 USD

USD 0.0001 class A common

Purchase

900

51.3855 USD

USD 0.0001 class A common

Purchase

1,046

51.3936 USD

USD 0.0001 class A common

Purchase

1,586

51.4712 USD

USD 0.0001 class A common

Purchase

1,770

51.3827 USD

USD 0.0001 class A common

Purchase

2,100

51.5742 USD

USD 0.0001 class A common

Purchase

2,257

51.6000 USD

USD 0.0001 class A common

Purchase

2,673

51.3320 USD

USD 0.0001 class A common

Purchase

2,828

51.4000 USD

USD 0.0001 class A common

Purchase

3,300

51.3900 USD

USD 0.0001 class A common

Purchase

3,500

51.3984 USD

USD 0.0001 class A common

Purchase

3,925

51.3312 USD

USD 0.0001 class A common

Purchase

5,386

51.3075 USD

USD 0.0001 class A common

Purchase

7,670

51.5824 USD

USD 0.0001 class A common

Purchase

8,323

51.3877 USD

USD 0.0001 class A common

Purchase

14,512

51.3868 USD

USD 0.0001 class A common

Purchase

21,942

51.3790 USD

USD 0.0001 class A common

Purchase

29,883

51.4360 USD

USD 0.0001 class A common

Purchase

39,050

51.3704 USD

USD 0.0001 class A common

Purchase

40,461

51.3514 USD

USD 0.0001 class A common

Purchase

52,773

51.3300 USD

USD 0.0001 class A common

Purchase

185,868

51.5031 USD

USD 0.0001 class A common

Sale

4

51.4600 USD

USD 0.0001 class A common

Sale

9

51.5400 USD

USD 0.0001 class A common

Sale

13

51.5661 USD

USD 0.0001 class A common

Sale

28

51.4682 USD

USD 0.0001 class A common

Sale

42

51.3083 USD

USD 0.0001 class A common

Sale

60

51.3246 USD

USD 0.0001 class A common

Sale

63

51.2611 USD

USD 0.0001 class A common

Sale

63

51.3455 USD

USD 0.0001 class A common

Sale

79

51.3486 USD

USD 0.0001 class A common

Sale

81

51.1833 USD

USD 0.0001 class A common

Sale

84

51.3100 USD

USD 0.0001 class A common

Sale

100

51.4350 USD

USD 0.0001 class A common

Sale

100

51.1700 USD

USD 0.0001 class A common

Sale

100

51.2500 USD

USD 0.0001 class A common

Sale

146

51.3565 USD

USD 0.0001 class A common

Sale

154

51.3513 USD

USD 0.0001 class A common

Sale

200

51.7125 USD

USD 0.0001 class A common

Sale

203

51.3886 USD

USD 0.0001 class A common

Sale

210

51.3896 USD

USD 0.0001 class A common

Sale

322

51.3871 USD

USD 0.0001 class A common

Sale

376

51.4038 USD

USD 0.0001 class A common

Sale

392

51.3821 USD

USD 0.0001 class A common

Sale

399

51.4008 USD

USD 0.0001 class A common

Sale

434

51.3338 USD

USD 0.0001 class A common

Sale

471

51.3475 USD

USD 0.0001 class A common

Sale

479

51.3726 USD

USD 0.0001 class A common

Sale

496

51.3836 USD

USD 0.0001 class A common

Sale

560

51.3126 USD

USD 0.0001 class A common

Sale

608

51.4552 USD

USD 0.0001 class A common

Sale

682

51.3067 USD

USD 0.0001 class A common

Sale

779

51.3691 USD

USD 0.0001 class A common

Sale

800

51.6637 USD

USD 0.0001 class A common

Sale

899

51.2995 USD

USD 0.0001 class A common

Sale

940

51.2600 USD

USD 0.0001 class A common

Sale

1,159

51.2937 USD

USD 0.0001 class A common

Sale

1,160

51.4340 USD

USD 0.0001 class A common

Sale

1,200

51.4383 USD

USD 0.0001 class A common

Sale

1,539

51.3701 USD

USD 0.0001 class A common

Sale

1,795

51.3012 USD

USD 0.0001 class A common

Sale

2,473

51.3344 USD

USD 0.0001 class A common

Sale

2,586

51.4858 USD

USD 0.0001 class A common

Sale

3,248

51.5452 USD

USD 0.0001 class A common

Sale

3,332

51.3900 USD

USD 0.0001 class A common

Sale

3,602

51.3773 USD

USD 0.0001 class A common

Sale

3,928

51.4876 USD

USD 0.0001 class A common

Sale

4,064

51.6549 USD

USD 0.0001 class A common

Sale

4,289

51.3687 USD

USD 0.0001 class A common

Sale

4,530

51.4967 USD

USD 0.0001 class A common

Sale

4,719

51.3396 USD

USD 0.0001 class A common

Sale

4,827

51.4454 USD

USD 0.0001 class A common

Sale

5,477

51.4813 USD

USD 0.0001 class A common

Sale

5,900

51.4427 USD

USD 0.0001 class A common

Sale

7,414

51.4439 USD

USD 0.0001 class A common

Sale

8,273

51.3784 USD

USD 0.0001 class A common

Sale

8,923

51.6000 USD

USD 0.0001 class A common

Sale

11,742

51.4238 USD

USD 0.0001 class A common

Sale

13,864

51.3796 USD

USD 0.0001 class A common

Sale

19,336

51.5399 USD

USD 0.0001 class A common

Sale

20,980

51.3715 USD

USD 0.0001 class A common

Sale

22,259

51.4861 USD

USD 0.0001 class A common

Sale

26,249

51.4255 USD

USD 0.0001 class A common

Sale

26,508

51.3300 USD

USD 0.0001 class A common

Sale

48,437

51.3597 USD

USD 0.0001 class A common

Sale

49,510

51.3335 USD

USD 0.0001 class A common

Sale

102,940

51.5207 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Sep 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-61,085

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

98,071

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

Call Options

Purchased

9,502,950

50.4800

European

5 Aug 2024

Call Options

Purchased

9,502,950

0.0001

European

5 Aug 2024

Call Options

Purchased

20,922,615

56.6600

European

30 Apr 2024

Call Options

Purchased

20,922,615

0.0001

European

30 Apr 2024

Call Options

Purchased

41,892,230

European

30 Apr 2024

Call Options

Written

-41,892,230

European

30 Apr 2024

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210927005689/en/

Contacts

BARCLAYS PLC

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