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Form 8.3 - DraftKings Inc

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LONDON, October 22, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

21 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

605,977

0.15%

381,924

0.09%

(2)

Cash-settled derivatives:

16,877

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,534,295

0.62%

1,370,630

0.34%

TOTAL:

3,157,149

0.78%

1,752,554

0.43%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

206,000

0.05%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

206,000

0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

4

49.3300 USD

USD 0.0001 class A common

Purchase

4

49.0500 USD

USD 0.0001 class A common

Purchase

5

48.9375 USD

USD 0.0001 class A common

Purchase

16

49.0600 USD

USD 0.0001 class A common

Purchase

42

48.9223 USD

USD 0.0001 class A common

Purchase

47

48.9239 USD

USD 0.0001 class A common

Purchase

48

48.8166 USD

USD 0.0001 class A common

Purchase

62

48.8837 USD

USD 0.0001 class A common

Purchase

100

48.8300 USD

USD 0.0001 class A common

Purchase

100

48.9050 USD

USD 0.0001 class A common

Purchase

105

48.8433 USD

USD 0.0001 class A common

Purchase

112

48.8462 USD

USD 0.0001 class A common

Purchase

140

48.8894 USD

USD 0.0001 class A common

Purchase

141

48.9506 USD

USD 0.0001 class A common

Purchase

148

48.9409 USD

USD 0.0001 class A common

Purchase

196

49.4798 USD

USD 0.0001 class A common

Purchase

200

49.0400 USD

USD 0.0001 class A common

Purchase

200

49.0775 USD

USD 0.0001 class A common

Purchase

200

49.0275 USD

USD 0.0001 class A common

Purchase

203

48.9013 USD

USD 0.0001 class A common

Purchase

209

48.9529 USD

USD 0.0001 class A common

Purchase

212

48.9243 USD

USD 0.0001 class A common

Purchase

261

49.2737 USD

USD 0.0001 class A common

Purchase

284

49.0678 USD

USD 0.0001 class A common

Purchase

300

49.6233 USD

USD 0.0001 class A common

Purchase

300

49.0766 USD

USD 0.0001 class A common

Purchase

307

49.2065 USD

USD 0.0001 class A common

Purchase

352

48.9943 USD

USD 0.0001 class A common

Purchase

400

49.0550 USD

USD 0.0001 class A common

Purchase

400

49.4500 USD

USD 0.0001 class A common

Purchase

410

49.0675 USD

USD 0.0001 class A common

Purchase

500

49.0460 USD

USD 0.0001 class A common

Purchase

548

49.6294 USD

USD 0.0001 class A common

Purchase

865

48.8886 USD

USD 0.0001 class A common

Purchase

1,153

49.5984 USD

USD 0.0001 class A common

Purchase

1,172

49.4561 USD

USD 0.0001 class A common

Purchase

1,600

48.8700 USD

USD 0.0001 class A common

Purchase

1,978

49.5671 USD

USD 0.0001 class A common

Purchase

2,099

49.2186 USD

USD 0.0001 class A common

Purchase

2,115

49.4487 USD

USD 0.0001 class A common

Purchase

2,210

49.4169 USD

USD 0.0001 class A common

Purchase

2,600

48.8800 USD

USD 0.0001 class A common

Purchase

3,294

49.1903 USD

USD 0.0001 class A common

Purchase

3,926

49.4038 USD

USD 0.0001 class A common

Purchase

4,214

49.4137 USD

USD 0.0001 class A common

Purchase

4,500

49.2200 USD

USD 0.0001 class A common

Purchase

7,643

49.3805 USD

USD 0.0001 class A common

Purchase

9,503

49.2110 USD

USD 0.0001 class A common

Purchase

13,549

49.5782 USD

USD 0.0001 class A common

Purchase

13,966

49.3140 USD

USD 0.0001 class A common

Purchase

18,609

49.2969 USD

USD 0.0001 class A common

Purchase

18,959

49.3248 USD

USD 0.0001 class A common

Purchase

21,898

48.9308 USD

USD 0.0001 class A common

Purchase

23,084

49.3982 USD

USD 0.0001 class A common

Purchase

57,482

48.9200 USD

USD 0.0001 class A common

Purchase

60,391

49.2206 USD

USD 0.0001 class A common

Purchase

89,975

49.2314 USD

USD 0.0001 class A common

Sale

1

49.7200 USD

USD 0.0001 class A common

Sale

5

48.9375 USD

USD 0.0001 class A common

Sale

39

49.6800 USD

USD 0.0001 class A common

Sale

47

48.9239 USD

USD 0.0001 class A common

Sale

50

49.3800 USD

USD 0.0001 class A common

Sale

75

49.1600 USD

USD 0.0001 class A common

Sale

86

49.3300 USD

USD 0.0001 class A common

Sale

100

49.5000 USD

USD 0.0001 class A common

Sale

104

49.5138 USD

USD 0.0001 class A common

Sale

139

49.3446 USD

USD 0.0001 class A common

Sale

184

49.3729 USD

USD 0.0001 class A common

Sale

199

49.3989 USD

USD 0.0001 class A common

Sale

200

49.0825 USD

USD 0.0001 class A common

Sale

227

49.4466 USD

USD 0.0001 class A common

Sale

235

48.8944 USD

USD 0.0001 class A common

Sale

241

49.4401 USD

USD 0.0001 class A common

Sale

258

49.4090 USD

USD 0.0001 class A common

Sale

261

49.2737 USD

USD 0.0001 class A common

Sale

291

49.2139 USD

USD 0.0001 class A common

Sale

333

49.4026 USD

USD 0.0001 class A common

Sale

358

49.3863 USD

USD 0.0001 class A common

Sale

395

49.4313 USD

USD 0.0001 class A common

Sale

400

49.2875 USD

USD 0.0001 class A common

Sale

400

49.4812 USD

USD 0.0001 class A common

Sale

469

49.4101 USD

USD 0.0001 class A common

Sale

500

49.5900 USD

USD 0.0001 class A common

Sale

530

49.4486 USD

USD 0.0001 class A common

Sale

544

48.9380 USD

USD 0.0001 class A common

Sale

590

49.3338 USD

USD 0.0001 class A common

Sale

630

49.2277 USD

USD 0.0001 class A common

Sale

643

49.3530 USD

USD 0.0001 class A common

Sale

668

49.1140 USD

USD 0.0001 class A common

Sale

700

49.2071 USD

USD 0.0001 class A common

Sale

748

49.4919 USD

USD 0.0001 class A common

Sale

800

49.1650 USD

USD 0.0001 class A common

Sale

1,200

49.3250 USD

USD 0.0001 class A common

Sale

1,300

49.7253 USD

USD 0.0001 class A common

Sale

1,337

49.2457 USD

USD 0.0001 class A common

Sale

1,400

48.8700 USD

USD 0.0001 class A common

Sale

1,827

48.9005 USD

USD 0.0001 class A common

Sale

2,012

49.1327 USD

USD 0.0001 class A common

Sale

2,372

49.3083 USD

USD 0.0001 class A common

Sale

2,600

48.8800 USD

USD 0.0001 class A common

Sale

3,017

49.2054 USD

USD 0.0001 class A common

Sale

3,600

49.2219 USD

USD 0.0001 class A common

Sale

3,741

49.3804 USD

USD 0.0001 class A common

Sale

4,050

49.2305 USD

USD 0.0001 class A common

Sale

4,633

49.4055 USD

USD 0.0001 class A common

Sale

5,127

49.3328 USD

USD 0.0001 class A common

Sale

5,224

49.1278 USD

USD 0.0001 class A common

Sale

6,039

49.2308 USD

USD 0.0001 class A common

Sale

7,447

49.4580 USD

USD 0.0001 class A common

Sale

8,044

49.1935 USD

USD 0.0001 class A common

Sale

8,428

49.3415 USD

USD 0.0001 class A common

Sale

10,752

49.5227 USD

USD 0.0001 class A common

Sale

12,863

49.1647 USD

USD 0.0001 class A common

Sale

14,021

49.2835 USD

USD 0.0001 class A common

Sale

14,788

48.9447 USD

USD 0.0001 class A common

Sale

14,790

49.2709 USD

USD 0.0001 class A common

Sale

25,145

49.3265 USD

USD 0.0001 class A common

Sale

43,216

49.3014 USD

USD 0.0001 class A common

Sale

66,765

48.9200 USD

USD 0.0001 class A common

Sale

84,999

49.2607 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Purchased

65,000

50.0000

American

29 Oct 2021

USD 0.0001 class A common

Call Options

Written

-56,900

50.0000

American

22 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-52,500

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-18,700

49.0000

American

22 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-15,000

49.0000

American

29 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

206,222

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,210

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

275,033

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211022005183/en/

Contacts

BARCLAYS PLC

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